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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
101
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$940K 0.22%
9,166
+183
+2% +$18.6K
AAXJ icon
102
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$937K 0.22%
13,075
+240
+2% +$18.2K
RDS.A
103
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$916K 0.22%
13,232
-116
-0.9% -$8.04K
IJJ icon
104
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$913K 0.22%
11,272
-1,382
-11% -$111K
IWN icon
105
iShares Russell 2000 Value ETF
IWN
$14.4B
$909K 0.22%
6,893
-54
-0.8% -$6.96K
PCN
106
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$902K 0.21%
51,397
-1,646
-3% -$28.5K
IBB icon
107
iShares Biotechnology ETF
IBB
$9.23B
$898K 0.21%
8,176
+1,455
+22% +$156K
JQC icon
108
Nuveen Credit Strategies Income Fund
JQC
$702M
$882K 0.21%
110,930
– –
PEP icon
109
PepsiCo
PEP
$187B
$878K 0.21%
8,066
+2,765
+52% +$286K
DHR icon
110
Danaher
DHR
$144B
$875K 0.21%
10,003
+10
+0.1% +$891
MMM icon
111
3M
MMM
$83.4B
$873K 0.21%
5,308
-269
-5% -$45.9K
GOF icon
112
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$853K 0.2%
38,857
+16,883
+77% +$355K
AMGN icon
113
Amgen
AMGN
$198B
$846K 0.2%
4,582
+88
+2% +$15.6K
AGN
114
DELISTED
Allergan plc
AGN
$846K 0.2%
5,075
-236
-4% -$37.9K
FAX
115
abrdn Asia-Pacific Income Fund
FAX
$592M
$841K 0.2%
32,450
-13,132
-29% -$357K
EWZ icon
116
iShares MSCI Brazil ETF
EWZ
$9.1B
$838K 0.2%
26,137
-98
-0.4% -$3.78K
FVD icon
117
First Trust Value Line Dividend Fund
FVD
$8.27B
$837K 0.2%
27,627
+150
+0.5% +$4.51K
IWM icon
118
iShares Russell 2000 ETF
IWM
$82.2B
$836K 0.2%
5,105
+134
+3% +$21.4K
BOH icon
119
Bank of Hawaii
BOH
$3.4B
$834K 0.2%
10,000
– –
MGK icon
120
Vanguard Mega Cap Growth ETF
MGK
$32.7B
$824K 0.2%
34,640
-1,090
-3% -$25.4K
DVYE icon
121
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$817K 0.19%
20,751
+5,094
+33% +$211K
DIS icon
122
Walt Disney
DIS
$170B
$816K 0.19%
7,781
-207
-3% -$21.2K
KYN icon
123
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$810K 0.19%
43,000
+2,913
+7% +$53K
EMLP icon
124
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$808K 0.19%
34,785
-4,755
-12% -$107K
GE icon
125
GE Aerospace
GE
$364B
$799K 0.19%
12,243
+1,530
+14% +$102K
3 4
5
6 7

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.