We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTX icon
101
Aemetis
AMTX
$110M
$578K 0.25%
136,945
-7,400
-5% -$32.1K
GASS icon
102
StealthGas
GASS
$317M
$577K 0.25%
88,050
+1,400
+2% +$8.42K
SLV icon
103
iShares Silver Trust
SLV
$27.1B
$576K 0.25%
+36,171
New +$579K
AMGN icon
104
Amgen
AMGN
$198B
$564K 0.24%
3,530
-692
-16% -$109K
DSL
105
DoubleLine Income Solutions Fund
DSL
$1.22B
$563K 0.24%
28,371
+89
+0.3% +$1.78K
COP icon
106
ConocoPhillips
COP
$140B
$555K 0.24%
8,919
+1,470
+20% +$95K
YPF icon
107
YPF
YPF
$19.5B
$553K 0.24%
20,132
– –
BBLU
108
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$537K 0.23%
603,688
-3,975
-0.7% -$4.61K
TMUS icon
109
T-Mobile US
TMUS
$208B
$534K 0.23%
16,860
-10,336
-38% -$322K
MUI
110
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$532K 0.23%
36,200
+3,400
+10% +$49.7K
MFA
111
MFA Financial
MFA
$960M
$527K 0.23%
16,756
– –
OMER icon
112
Omeros
OMER
$701M
$526K 0.22%
23,856
– –
JCI icon
113
Johnson Controls International
JCI
$85.7B
$514K 0.22%
9,737
– –
MSD
114
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$508K 0.22%
54,820
– –
VIG icon
115
Vanguard Dividend Appreciation ETF
VIG
$111B
$506K 0.22%
6,291
-22
-0.3% -$1.78K
CHK
116
DELISTED
Chesapeake Energy Corporation
CHK
$504K 0.22%
178
– –
IJS icon
117
CALL
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$502K 0.21%
+2,800
New +$163K
IJS icon
118
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$500K 0.21%
8,414
-130
-2% -$7.56K
EMC
119
DELISTED
EMC CORPORATION
EMC
$500K 0.21%
19,580
-1,381
-7% -$38K
CMCSA icon
120
Comcast
CMCSA
$85B
$492K 0.21%
17,440
– –
KG
121
Kestrel Group
KG
$72M
$491K 0.21%
1,655
+108
+7% +$29.8K
DD icon
122
DuPont de Nemours
DD
$18.3B
$488K 0.21%
4,014
+141
+4% +$16.7K
MRK icon
123
Merck
MRK
$315B
$486K 0.21%
8,868
+293
+3% +$16.6K
KEY icon
124
KeyCorp
KEY
$25.4B
$469K 0.2%
33,148
+3,659
+12% +$50.3K
UNH icon
125
UnitedHealth
UNH
$387B
$458K 0.2%
3,870
+469
+14% +$52.1K
3 4
5
6 7

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.