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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBH
101
Neuberger Municipal Fund Inc
NBH
$309M
$802K 0.25%
52,065
+33,149
+175% +$500K
F icon
102
Ford
F
$56.7B
$789K 0.25%
45,764
-4,636
-9% -$75.4K
MCD icon
103
McDonald's
MCD
$190B
$789K 0.25%
7,832
+645
+9% +$65.1K
GASS icon
104
StealthGas
GASS
$317M
$784K 0.24%
70,650
+13,275
+23% +$143K
DD
105
DELISTED
Du Pont De Nemours E I
DD
$781K 0.24%
12,571
+207
+2% +$13.3K
CWB icon
106
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$769K 0.24%
19,276
+3,386
+21% +$165K
VB icon
107
Vanguard Small-Cap ETF
VB
$79.7B
$765K 0.24%
6,534
-281
-4% -$31.4K
ANH
108
DELISTED
Anworth Mortgage Asset Corporation
ANH
$762K 0.24%
147,700
+24,250
+20% +$129K
JWN
109
DELISTED
Nordstrom
JWN
$758K 0.24%
11,151
-747
-6% -$48.5K
DHR icon
110
Danaher
DHR
$144B
$744K 0.23%
14,060
-684
-5% -$35.1K
FAX
111
abrdn Asia-Pacific Income Fund
FAX
$592M
$737K 0.23%
19,551
-544
-3% -$20.3K
TMUS icon
112
T-Mobile US
TMUS
$208B
$733K 0.23%
21,792
-390
-2% -$12.6K
WFC icon
113
Wells Fargo
WFC
$265B
$726K 0.23%
13,821
-617
-4% -$31K
FGP
114
DELISTED
Ferrellgas Partners, L.P.
FGP
$726K 0.23%
26,535
-5,679
-18% -$146K
EMC
115
DELISTED
EMC CORPORATION
EMC
$726K 0.23%
27,572
+1,707
+7% +$45.1K
VEU icon
116
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$724K 0.23%
13,845
-528
-4% -$27.2K
CHK
117
DELISTED
Chesapeake Energy Corporation
CHK
$706K 0.22%
120
-26
-18% -$142K
KRFT
118
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$701K 0.22%
+11,700
New +$677K
PFF icon
119
iShares Preferred and Income Securities ETF
PFF
$13.3B
$698K 0.22%
17,480
-378
-2% -$14.9K
TIP icon
120
iShares TIPS Bond ETF
TIP
$14.5B
$682K 0.21%
5,914
-36
-0.6% -$4.1K
OMER icon
121
Omeros
OMER
$701M
$631K 0.2%
36,246
– –
SCZ icon
122
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
$630K 0.2%
11,899
-164
-1% -$8.57K
VGSH icon
123
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$622K 0.19%
10,214
+5,754
+129% +$351K
IVW icon
124
iShares S&P 500 Growth ETF
IVW
$73.1B
$620K 0.19%
23,576
+272
+1% +$6.9K
YPF icon
125
YPF
YPF
$19.5B
$618K 0.19%
18,925
+4,050
+27% +$124K
3 4
5
6 7

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.