NWAM LLC’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

NWAM LLC’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-19,571	Closed	-$1.52M	–	521
2024 Q4	$1.52M	Buy	19,571 +215	+1%	+$17K	0.09%	204
2024 Q3	$1.48M	Buy	+19,356	New	+$1.42M	0.09%	213
2021 Q4	–	Sell	-2,423	Closed	-$207K	–	509
2021 Q3	$207K	Buy	+2,423	New	+$209K	0.02%	468
2015 Q1	–	Sell	-15,924	Closed	-$747K	–	253
2014 Q4	$747K	Buy	15,924 +809	+5%	+$39.6K	0.33%	82
2014 Q3	$750K	Sell	15,115 -4,161	-22%	-$209K	0.27%	94
2014 Q2	$769K	Buy	19,276 +3,386	+21%	+$165K	0.24%	106
2014 Q1	$769K	Buy	+15,890	New	+$764K	0.26%	94

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

NWAM LLC's CWB Position: Q1 2025 in Review

NWAM LLC sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2025, closing a stake of 19,571 shares — an estimated $1.52M sold.

NWAM LLC first reported a position in CWB in Q1 2014 and held it in 7 quarters. The position peaked at $1.52M in Q4 2024. 466 funds tracked by Wall St. Rank hold CWB as of Q1 2025.

NWAM LLC reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2025 after selling out during the quarter.
NWAM LLC sold 19,571 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2025, an estimated $1.52M.
NWAM LLC first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2014 and held it in 7 quarters.
NWAM LLC's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $1.52M in Q4 2024.
466 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2025.

Based on NWAM LLC's 13F filing for Q1 2025, filed 5 May 2025.