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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$168B
$2.56K 0.07%
26,515
+13,670
+106% +$1.73M
ITOT icon
77
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$2.54K 0.07%
44,459
+14,426
+48% +$990K
FFC
78
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$2.52K 0.07%
151,208
-1,210
-0.8% -$24.8K
SDY icon
79
State Street SPDR S&P Dividend ETF
SDY
$22B
$2.43K 0.07%
30,413
+2,322
+8% +$229K
BNDX icon
80
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.41K 0.07%
42,806
-5,186
-11% -$296K
PG icon
81
Procter & Gamble
PG
$346B
$2.35K 0.06%
21,352
-8,862
-29% -$1.06M
ERC
82
Allspring Multi-Sector Income Fund
ERC
$254M
$2.32K 0.06%
240,627
+356
+0.1% +$4.24K
MINT icon
83
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.27K 0.06%
+22,973
New +$2.32M
T icon
84
AT&T
T
$167B
$2.23K 0.06%
101,486
+22,503
+28% +$615K
IJR icon
85
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.21K 0.06%
39,354
+1,648
+4% +$123K
AAAU icon
86
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.48B
$2.17K 0.06%
137,835
+8,190
+6% +$129K
USMV icon
87
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$2.08K 0.06%
38,464
-7,628
-17% -$484K
CSCO icon
88
Cisco
CSCO
$452B
$2.08K 0.06%
52,809
+12,695
+32% +$557K
VTI icon
89
Vanguard Total Stock Market ETF
VTI
$655B
$2.03K 0.05%
15,743
+2,278
+17% +$352K
ETN icon
90
Eaton
ETN
$155B
$2K 0.05%
25,729
+15,816
+160% +$1.45M
TT icon
91
Trane Technologies
TT
$107B
$1.98K 0.05%
24,028
+20,416
+565% +$2.48M
IEMG icon
92
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1.96K 0.05%
48,472
+20,004
+70% +$982K
SMH icon
93
VanEck Semiconductor ETF
SMH
$66.1B
$1.94K 0.05%
33,182
+25,712
+344% +$1.73M
XOM icon
94
ExxonMobil
XOM
$642B
$1.93K 0.05%
50,935
+12,996
+34% +$718K
PCAR icon
95
PACCAR
PCAR
$70.2B
$1.93K 0.05%
47,429
-1,654
-3% -$77.8K
IWM icon
96
iShares Russell 2000 ETF
IWM
$80.3B
$1.91K 0.05%
16,654
+2,686
+19% +$400K
HON icon
97
Honeywell
HON
$77.9B
$1.9K 0.05%
15,070
+8,655
+135% +$1.34M
CVX icon
98
Chevron
CVX
$378B
$1.89K 0.05%
26,013
+8
+0% +$791
PFE icon
99
Pfizer
PFE
$141B
$1.87K 0.05%
60,403
-12,395
-17% -$422K
BABA icon
100
Alibaba
BABA
$276B
$1.84K 0.05%
9,486
-265
-3% -$55.3K
2 3
4
5 6

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.