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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
76
Visa
V
$682B
$1.22M 0.27%
8,135
+312
+4% +$44.4K
EMB icon
77
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.21M 0.27%
11,241
+15
+0.1% +$1.61K
VTI icon
78
Vanguard Total Stock Market ETF
VTI
$658B
$1.18M 0.27%
7,880
-373
-5% -$54.9K
ITOT icon
79
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$1.13M 0.25%
16,927
+8,154
+93% +$534K
IMCV icon
80
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.12M 0.25%
20,814
– –
IMCB icon
81
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$1.12M 0.25%
23,580
-2,332
-9% -$111K
NEA icon
82
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.11M 0.25%
87,851
-1,375
-2% -$17.8K
CNXM
83
DELISTED
CNX Midstream Partners LP
CNXM
$1.1M 0.25%
57,386
-2,297
-4% -$45.4K
VBR icon
84
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.1M 0.25%
7,915
-350
-4% -$49.1K
IYM icon
85
iShares US Basic Materials ETF
IYM
$1.18B
$1.1M 0.25%
11,200
+640
+6% +$64.3K
TAN icon
86
Invesco Solar ETF
TAN
$1.58B
$1.1M 0.25%
52,972
+173
+0.3% +$3.82K
BKLN icon
87
Invesco Senior Loan ETF
BKLN
$7.19B
$1.08M 0.24%
46,720
+1,143
+3% +$26.4K
BLV icon
88
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.08M 0.24%
12,351
+838
+7% +$74.2K
HMLP
89
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$1.08M 0.24%
58,617
-5,080
-8% -$92.4K
GILD icon
90
Gilead Sciences
GILD
$167B
$1.07M 0.24%
13,840
+184
+1% +$13.9K
CMCSA icon
91
Comcast
CMCSA
$85B
$1.06M 0.24%
29,964
+2
+0% +$71
AGN
92
DELISTED
Allergan plc
AGN
$1.04M 0.23%
5,472
+397
+8% +$72.9K
AWF
93
AllianceBernstein Global High Income Fund
AWF
$873M
$1.04M 0.23%
89,358
-452
-0.5% -$5.25K
IBB icon
94
iShares Biotechnology ETF
IBB
$9.23B
$1.02M 0.23%
8,349
+173
+2% +$20.4K
NBH
95
Neuberger Municipal Fund Inc
NBH
$309M
$996K 0.22%
74,071
-2,199
-3% -$29.7K
UNH icon
96
UnitedHealth
UNH
$387B
$988K 0.22%
3,715
+1,131
+44% +$294K
IYE icon
97
iShares US Energy ETF
IYE
$1.7B
$978K 0.22%
23,304
+438
+2% +$18.1K
MUE
98
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$976K 0.22%
80,928
-3,300
-4% -$40.2K
IEF icon
99
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$967K 0.22%
9,556
+390
+4% +$39.8K
DHR icon
100
Danaher
DHR
$144B
$964K 0.22%
10,004
+1
+0% +$91
2 3
4
5 6

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.