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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
76
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1.38M 0.33%
117,308
+32,602
+38% +$405K
HPS
77
John Hancock Preferred Income Fund III
HPS
$461M
$1.33M 0.32%
71,404
– –
TAN icon
78
Invesco Solar ETF
TAN
$1.58B
$1.22M 0.29%
52,799
-372
-0.7% -$9.18K
EMB icon
79
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.2M 0.28%
11,226
-151
-1% -$16.5K
IMCB icon
80
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$1.19M 0.28%
25,912
-2,472
-9% -$113K
NEA icon
81
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.16M 0.28%
89,226
+25,440
+40% +$329K
NFLX icon
82
Netflix
NFLX
$290B
$1.16M 0.27%
29,630
+7,500
+34% +$256K
VTI icon
83
Vanguard Total Stock Market ETF
VTI
$658B
$1.16M 0.27%
8,253
+742
+10% +$104K
OEF icon
84
iShares S&P 100 ETF
OEF
$20.1B
$1.16M 0.27%
9,672
-2,895
-23% -$345K
CNXM
85
DELISTED
CNX Midstream Partners LP
CNXM
$1.16M 0.27%
59,683
-5,090
-8% -$96.5K
HMLP
86
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$1.14M 0.27%
63,697
-792
-1% -$14K
UNP icon
87
Union Pacific
UNP
$179B
$1.13M 0.27%
7,955
-99
-1% -$13.8K
VBR icon
88
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.12M 0.27%
8,265
+106
+1% +$14.2K
IMCV icon
89
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.1M 0.26%
20,814
+300
+1% +$15.9K
JNK icon
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.1M 0.26%
10,329
-41
-0.4% -$4.4K
IYM icon
91
iShares US Basic Materials ETF
IYM
$1.18B
$1.05M 0.25%
10,560
+320
+3% +$32K
BKLN icon
92
Invesco Senior Loan ETF
BKLN
$7.19B
$1.04M 0.25%
45,577
-695
-2% -$16K
NBH
93
Neuberger Municipal Fund Inc
NBH
$309M
$1.04M 0.25%
76,270
+8,703
+13% +$119K
AWF
94
AllianceBernstein Global High Income Fund
AWF
$873M
$1.04M 0.25%
89,810
-11,713
-12% -$137K
V icon
95
Visa
V
$682B
$1.04M 0.25%
7,823
-302
-4% -$38.9K
MUE
96
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.03M 0.24%
84,228
– –
BLV icon
97
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.02M 0.24%
11,513
+655
+6% +$58K
CMCSA icon
98
Comcast
CMCSA
$85B
$983K 0.23%
29,962
-440
-1% -$14.3K
GILD icon
99
Gilead Sciences
GILD
$167B
$967K 0.23%
13,656
-205
-1% -$14.5K
IYE icon
100
iShares US Energy ETF
IYE
$1.7B
$959K 0.23%
22,866
+1,966
+9% +$80.3K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.