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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJP icon
76
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$798K 0.34%
28,761
-35,862
-55% -$1.03M
JPM icon
77
JPMorgan Chase
JPM
$907B
$797K 0.34%
13,160
+88
+0.7% +$5.21K
MNKD icon
78
MannKind Corp
MNKD
$1.25B
$793K 0.34%
30,487
+1,737
+6% +$52.4K
ANH
79
DELISTED
Anworth Mortgage Asset Corporation
ANH
$771K 0.33%
151,550
– –
EWZ icon
80
iShares MSCI Brazil ETF
EWZ
$9.1B
$763K 0.33%
24,326
+516
+2% +$17.5K
DHR icon
81
Danaher
DHR
$144B
$756K 0.32%
13,245
– –
GOOG icon
82
Alphabet (Google) Class C
GOOG
$4.22T
$733K 0.31%
26,633
+3,530
+15% +$94.6K
JNJ icon
83
Johnson & Johnson
JNJ
$609B
$732K 0.31%
7,277
-350
-5% -$35.6K
F icon
84
Ford
F
$56.7B
$727K 0.31%
45,037
+985
+2% +$15.5K
FAX
85
abrdn Asia-Pacific Income Fund
FAX
$592M
$713K 0.3%
22,083
+636
+3% +$21.1K
BABA icon
86
Alibaba
BABA
$276B
$709K 0.3%
8,523
+2,377
+39% +$215K
MCD icon
87
McDonald's
MCD
$190B
$675K 0.29%
6,926
+706
+11% +$67K
VEA icon
88
Vanguard FTSE Developed Markets ETF
VEA
$226B
$660K 0.28%
16,559
+3,523
+27% +$138K
MQT
89
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$656K 0.28%
48,885
– –
MMM icon
90
3M
MMM
$83.4B
$654K 0.28%
4,740
+164
+4% +$22.6K
DIS icon
91
CALL
Walt Disney
DIS
$170B
$640K 0.27%
+6,000
New +$605K
BGT icon
92
BlackRock Floating Rate Income Trust
BGT
$316M
$634K 0.27%
47,062
+110
+0.2% +$1.46K
IYE icon
93
iShares US Energy ETF
IYE
$1.7B
$632K 0.27%
+14,486
New +$635K
BKLN icon
94
Invesco Senior Loan ETF
BKLN
$7.19B
$628K 0.27%
+26,062
New +$626K
UNP icon
95
Union Pacific
UNP
$179B
$618K 0.26%
5,702
+1
+0% +$117
BOH icon
96
Bank of Hawaii
BOH
$3.4B
$612K 0.26%
10,000
– –
JWN
97
DELISTED
Nordstrom
JWN
$588K 0.25%
7,320
– –
KMI icon
98
Kinder Morgan
KMI
$71.9B
$588K 0.25%
13,977
+854
+7% +$35.4K
CSCO icon
99
Cisco
CSCO
$441B
$582K 0.25%
21,136
-227
-1% -$6.39K
PCP
100
DELISTED
PRECISION CASTPARTS CORP
PCP
$579K 0.25%
2,755
-79
-3% -$16.8K
2 3
4
5 6

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.