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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
51
Target
TGT
$62.1B
$3.49M 0.58%
22,186
+1,131
+5% +$155K
VIG icon
52
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.44M 0.57%
26,779
-3,703
-12% -$466K
USFR
53
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$3.37M 0.56%
+134,326
New +$3.37M
VO icon
54
Vanguard Mid-Cap ETF
VO
$106B
$3.37M 0.56%
76,508
-780
-1% -$34K
FAST icon
55
Fastenal
FAST
$54B
$3.3M 0.54%
146,380
+1,284
+0.9% +$29.5K
VWO icon
56
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.27M 0.54%
75,745
-15,390
-17% -$669K
CDW icon
57
CDW
CDW
$17.1B
$3.25M 0.54%
27,160
+4,006
+17% +$458K
PFE icon
58
Pfizer
PFE
$140B
$3.14M 0.52%
90,241
-6,173
-6% -$216K
PG icon
59
Procter & Gamble
PG
$343B
$3.14M 0.52%
22,602
-919
-4% -$122K
MOS icon
60
The Mosaic Company
MOS
$7.09B
$3.11M 0.51%
+170,370
New +$2.77M
IWP icon
61
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$3.1M 0.51%
35,882
-1,312
-4% -$111K
FFC
62
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$2.95M 0.49%
140,754
-4,115
-3% -$87.2K
SMH icon
63
VanEck Semiconductor ETF
SMH
$67.6B
$2.94M 0.48%
33,724
-134
-0.4% -$11.2K
SDY icon
64
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.81M 0.46%
30,362
-9
-0% -$849
ISTB icon
65
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$2.77M 0.46%
+53,825
New +$2.78M
PCAR icon
66
PACCAR
PCAR
$69.6B
$2.76M 0.46%
48,554
+1,349
+3% +$75.7K
BNDX icon
67
Vanguard Total International Bond ETF
BNDX
$82B
$2.72M 0.45%
46,677
+2,771
+6% +$161K
VZ icon
68
Verizon
VZ
$194B
$2.71M 0.45%
45,600
-12,003
-21% -$697K
ERC
69
Allspring Multi-Sector Income Fund
ERC
$255M
$2.63M 0.43%
244,368
-511
-0.2% -$5.75K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.53M 0.42%
36,025
-26,198
-42% -$1.88M
URI icon
71
United Rentals
URI
$71.1B
$2.5M 0.41%
14,329
+2,977
+26% +$500K
INTC icon
72
Intel
INTC
$466B
$2.43M 0.4%
46,854
-20,035
-30% -$1.04M
MINT icon
73
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.37M 0.39%
23,256
+27
+0.1% +$2.75K
QCOM icon
74
Qualcomm
QCOM
$176B
$2.29M 0.38%
19,477
-1,467
-7% -$157K
VOO icon
75
Vanguard S&P 500 ETF
VOO
$968B
$2.21M 0.37%
7,195
-509
-7% -$155K
1 2
3
4 5

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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.