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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
51
Verizon
VZ
$182B
$2.03M 0.46%
38,061
-1,432
-4% -$75.8K
BAC icon
52
Bank of America
BAC
$430B
$2M 0.45%
67,940
-3,440
-5% -$105K
EEM icon
53
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.99M 0.45%
46,277
-511
-1% -$22.1K
IJT icon
54
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$1.97M 0.44%
19,504
+16,384
+525% +$1.65M
META icon
55
Meta Platforms (Facebook)
META
$1.64T
$1.97M 0.44%
11,951
+375
+3% +$67.9K
IJS icon
56
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.91M 0.43%
22,918
+2,118
+10% +$179K
XOM icon
57
ExxonMobil
XOM
$611B
$1.91M 0.43%
22,446
+339
+2% +$27.7K
AADR icon
58
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.9M 0.43%
35,409
+174
+0.5% +$9.14K
JPM icon
59
JPMorgan Chase
JPM
$907B
$1.9M 0.43%
16,850
+1,317
+8% +$150K
IWO icon
60
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.9M 0.43%
8,829
+220
+3% +$46.9K
CSCO icon
61
Cisco
CSCO
$441B
$1.83M 0.41%
37,619
+69
+0.2% +$3.1K
T icon
62
AT&T
T
$152B
$1.82M 0.41%
71,876
-2,370
-3% -$58.1K
BP icon
63
BP
BP
$108B
$1.76M 0.4%
39,935
-2,213
-5% -$92.5K
JRI icon
64
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$1.7M 0.38%
105,368
-3,043
-3% -$49.6K
IWP icon
65
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.68M 0.38%
24,800
– –
TIP icon
66
iShares TIPS Bond ETF
TIP
$14.5B
$1.54M 0.35%
13,895
+705
+5% +$78.8K
BKK
67
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.53M 0.34%
103,007
– –
HYLD
68
DELISTED
High Yield ETF
HYLD
$1.49M 0.34%
+40,719
New +$1.49M
DD icon
69
DuPont de Nemours
DD
$18.3B
$1.47M 0.33%
8,998
-420
-4% -$72.3K
VCSH icon
70
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.41M 0.32%
18,038
-1,581
-8% -$124K
BABA icon
71
Alibaba
BABA
$276B
$1.4M 0.31%
8,506
+35
+0.4% +$6.19K
HPS
72
John Hancock Preferred Income Fund III
HPS
$461M
$1.32M 0.3%
70,604
-800
-1% -$14.9K
UNP icon
73
Union Pacific
UNP
$179B
$1.29M 0.29%
7,955
– –
JNK icon
74
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.27M 0.29%
11,786
+1,457
+14% +$157K
OEF icon
75
iShares S&P 100 ETF
OEF
$20.1B
$1.27M 0.28%
9,777
+105
+1% +$13.3K
1 2
3
4 5

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.