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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
51
Gilead Sciences
GILD
$167B
$1.09M 0.47%
11,104
+2,654
+31% +$269K
PFE icon
52
Pfizer
PFE
$143B
$1.08M 0.46%
32,665
+1,026
+3% +$32.6K
BP icon
53
BP
BP
$108B
$1.04M 0.44%
32,064
+3,774
+13% +$124K
CIM
54
Chimera Investment
CIM
$1.08B
$1.02M 0.44%
21,713
– –
SPY icon
55
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.02M 0.44%
+5,000
New +$1.03M
NLY icon
56
Annaly Capital Management
NLY
$16.9B
$1.02M 0.44%
24,474
+237
+1% +$10.1K
EFA icon
57
iShares MSCI EAFE ETF
EFA
$76.5B
$1.01M 0.43%
15,689
-8,336
-35% -$525K
EMB icon
58
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.01M 0.43%
8,981
+132
+1% +$14.7K
JQC icon
59
Nuveen Credit Strategies Income Fund
JQC
$702M
$992K 0.42%
109,667
– –
BMY icon
60
Bristol-Myers Squibb
BMY
$124B
$991K 0.42%
15,357
+225
+1% +$14.1K
AMZN icon
61
Amazon
AMZN
$2.66T
$970K 0.41%
52,140
+20
+0% +$352
GLD icon
62
CALL
SPDR Gold Trust
GLD
$130B
$958K 0.41%
+8,000
New +$936K
QCOM icon
63
Qualcomm
QCOM
$181B
$924K 0.4%
13,322
-162
-1% -$11.4K
SPY icon
64
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$913K 0.39%
4,422
– –
FTF
65
Franklin Limited Duration Income Trust
FTF
$236M
$910K 0.39%
74,750
– –
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$28B
$880K 0.38%
21,919
-15
-0.1% -$597
VB icon
67
Vanguard Small-Cap ETF
VB
$79.7B
$846K 0.36%
6,904
+341
+5% +$40.4K
FAM
68
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$835K 0.36%
71,252
– –
BKK
69
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$832K 0.36%
50,275
+5,000
+11% +$82.3K
PCN
70
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$817K 0.35%
53,059
+914
+2% +$14K
KOL
71
DELISTED
VanEck Vectors Coal ETF
KOL
$815K 0.35%
6,136
+297
+5% +$41.1K
VEU icon
72
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$814K 0.35%
16,700
+1,503
+10% +$72.3K
NBH
73
Neuberger Municipal Fund Inc
NBH
$309M
$810K 0.35%
52,065
– –
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$810K 0.35%
7,134
+1,388
+24% +$157K
RDS.A
75
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$799K 0.34%
13,394
+99
+0.7% +$6.28K
1 2
3
4 5

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.