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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
R icon
526
Ryder
R
$10.1B
– –
-9,032
Closed -$558K
SBIO icon
527
ALPS Medical Breakthroughs ETF
SBIO
$200M
– –
-43,999
Closed -$2.25M
SPE
528
Special Opportunities Fund
SPE
$139M
– –
-18,182
Closed -$245K
SPIB icon
529
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-5,525
Closed -$205K
SPTL icon
530
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
– –
-14,603
Closed -$659K
TJX icon
531
TJX Companies
TJX
$178B
– –
-2,970
Closed -$203K
TTD icon
532
Trade Desk
TTD
$8.8B
– –
-2,750
Closed -$220K
TWLO icon
533
Twilio
TWLO
$28.7B
– –
-767
Closed -$260K
U icon
534
Unity
U
$13.1B
– –
-4,700
Closed -$721K
VTRS icon
535
Viatris
VTRS
$20.8B
– –
-11,207
Closed -$210K
WPRT
536
Westport Fuel Systems
WPRT
$32.5M
– –
-1,435
Closed -$76K
WSM icon
537
Williams-Sonoma
WSM
$28.3B
– –
-15,432
Closed -$786K
XEL icon
538
Xcel Energy
XEL
$51.4B
– –
-3,041
Closed -$203K
XMLV icon
539
Invesco S&P MidCap Low Volatility ETF
XMLV
$770M
– –
-6,689
Closed -$322K
XSLV icon
540
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
– –
-5,953
Closed -$243K
ZS icon
541
Zscaler
ZS
$23.6B
– –
-1,822
Closed -$364K
SGEN
542
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,639
Closed -$287K
SNLN
543
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-21,800
Closed -$349K
CDAK
544
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
– –
-9,338
Closed -$302K
ANH
545
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-155,056
Closed -$420K
TRQ
546
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-12,444
Closed -$155K
BSE
547
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
– –
-14,700
Closed -$200K
18 19 20 21
22

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.