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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INO icon
501
Inovio Pharmaceuticals
INO
$79.4M
$80K 0.01%
1,333
– –
SFT
502
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$66K 0.01%
+1,950
New +$107K
RIG icon
503
Transocean
RIG
$5.84B
$64K 0.01%
23,047
+2,983
+15% +$10.1K
ADVM
504
DELISTED
Adverum Biotechnologies
ADVM
$18K ﹤0.01%
1,000
– –
ATHX
505
DELISTED
Athersys, Inc. Common Stock
ATHX
$18K ﹤0.01%
800
– –
AGZ icon
506
iShares Agency Bond ETF
AGZ
$559M
– –
-2,312
Closed -$274K
BBJP icon
507
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
– –
-4,914
Closed -$289K
CGW icon
508
Invesco S&P Global Water Index ETF
CGW
$1.05B
– –
-3,767
Closed -$210K
CWB icon
509
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
– –
-2,423
Closed -$207K
DELL icon
510
Dell
DELL
$276B
– –
-3,926
Closed -$207K
EBIZ icon
511
Global X E-commerce ETF
EBIZ
$27.9M
– –
-8,265
Closed -$249K
ELV icon
512
Elevance Health
ELV
$82.1B
– –
-560
Closed -$209K
GD icon
513
General Dynamics
GD
$105B
– –
-1,783
Closed -$350K
HIG icon
514
Hartford Financial Services
HIG
$38.4B
– –
-3,108
Closed -$218K
HYD icon
515
VanEck High Yield Muni ETF
HYD
$4.45B
– –
-3,837
Closed -$240K
IDLV icon
516
Invesco S&P International Developed Low Volatility ETF
IDLV
$341M
– –
-7,366
Closed -$226K
IJK icon
517
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
– –
-4,852
Closed -$384K
IMTB icon
518
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
– –
-4,850
Closed -$248K
IVOL icon
519
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
– –
-43,075
Closed -$1.2M
IWS icon
520
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
– –
-1,803
Closed -$204K
IYH icon
521
iShares US Healthcare ETF
IYH
$3.38B
– –
-10,885
Closed -$601K
JQC icon
522
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-22,082
Closed -$145K
KBH icon
523
KB Home
KBH
$3.53B
– –
-10,074
Closed -$392K
LDOS icon
524
Leidos
LDOS
$14.5B
– –
-2,163
Closed -$208K
MRNA icon
525
Moderna
MRNA
$22.1B
– –
-635
Closed -$244K
18 19 20
21
22

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.