NWAM LLC’s Quadratic Interest Rate Volatility and Inflation Hedge ETF IVOL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-43,075	Closed	-$1.2M	–	519
2021 Q3	$1.2M	Buy	43,075 +6,437	+18%	+$179K	0.11%	195
2021 Q2	$1.01M	Buy	36,638 +8,314	+29%	+$230K	0.09%	205
2021 Q1	$810K	Buy	+28,324	New	+$810K	0.08%	232