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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
26
Vanguard Large-Cap ETF
VV
$52.2B
$4.39M 0.82%
32,170
+1,794
+6% +$243K
PG icon
27
Procter & Gamble
PG
$349B
$3.74M 0.7%
30,057
+204
+0.7% +$24.1K
XOM icon
28
ExxonMobil
XOM
$611B
$3.74M 0.7%
52,911
+24,693
+88% +$1.79M
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$139B
$3.69M 0.69%
32,622
+2,816
+9% +$317K
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.35M 0.63%
27,993
+1,072
+4% +$126K
VO icon
31
Vanguard Mid-Cap ETF
VO
$106B
$3.33M 0.62%
79,528
-772
-1% -$32.3K
IJR icon
32
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.31M 0.62%
42,514
-1,967
-4% -$152K
FFC
33
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.25M 0.61%
155,368
-1,627
-1% -$33.1K
CVX icon
34
Chevron
CVX
$373B
$3.23M 0.61%
27,281
-1,113
-4% -$135K
RITM icon
35
Rithm Capital
RITM
$5.2B
$3.08M 0.58%
196,296
-3,250
-2% -$48.6K
USMV icon
36
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$3.08M 0.58%
48,019
+8,783
+22% +$556K
VWO icon
37
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.05M 0.57%
75,861
+18,249
+32% +$753K
VOT icon
38
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.97M 0.56%
20,063
+255
+1% +$38.2K
ERC
39
Allspring Multi-Sector Income Fund
ERC
$256M
$2.96M 0.55%
240,114
-970
-0.4% -$12.1K
INTC icon
40
Intel
INTC
$478B
$2.86M 0.54%
55,564
+4,602
+9% +$226K
VZ icon
41
Verizon
VZ
$182B
$2.82M 0.53%
46,661
+7,511
+19% +$433K
SDY icon
42
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.72M 0.51%
26,489
+561
+2% +$56.6K
GOOGL icon
43
Alphabet (Google) Class A
GOOGL
$4.23T
$2.69M 0.5%
44,000
+1,820
+4% +$108K
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.22T
$2.67M 0.5%
43,740
-100
-0.2% -$5.92K
SLYV icon
45
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$2.59M 0.48%
42,266
+4,306
+11% +$258K
SPY icon
46
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.56M 0.48%
8,638
+777
+10% +$230K
BNDX icon
47
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.54M 0.48%
43,241
+859
+2% +$50.1K
CSCO icon
48
Cisco
CSCO
$441B
$2.48M 0.46%
50,274
+12,007
+31% +$624K
IGV icon
49
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.43M 0.46%
57,430
-1,365
-2% -$59.7K
SCHO icon
50
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$2.23M 0.42%
88,112
+31,568
+56% +$798K
1
2
3 4 5

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.