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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$373B
$3.53M 0.7%
28,394
+2,185
+8% +$264K
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.48M 0.69%
44,481
+269
+0.6% +$20.9K
VO icon
28
Vanguard Mid-Cap ETF
VO
$106B
$3.36M 0.67%
80,300
-976
-1% -$39.9K
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$139B
$3.32M 0.66%
29,806
+1,243
+4% +$136K
PG icon
30
Procter & Gamble
PG
$349B
$3.27M 0.65%
29,853
-639
-2% -$68.1K
FFC
31
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.13M 0.62%
156,995
-1,969
-1% -$38.4K
VIG icon
32
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.1M 0.62%
26,921
-113
-0.4% -$12.7K
RITM icon
33
Rithm Capital
RITM
$5.2B
$3.07M 0.61%
199,546
+2,100
+1% +$34.2K
ERC
34
Allspring Multi-Sector Income Fund
ERC
$256M
$3.02M 0.6%
241,084
+156
+0.1% +$1.93K
VOT icon
35
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.96M 0.59%
19,808
+44
+0.2% +$6.42K
IWM icon
36
iShares Russell 2000 ETF
IWM
$82.2B
$2.92M 0.58%
18,766
+13,471
+254% +$2.08M
JNJ icon
37
Johnson & Johnson
JNJ
$609B
$2.9M 0.58%
20,844
-715
-3% -$99K
PFE icon
38
Pfizer
PFE
$143B
$2.7M 0.54%
65,598
+6,923
+12% +$275K
SDY icon
39
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.62M 0.52%
25,928
+1,426
+6% +$143K
IGV icon
40
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.57M 0.51%
58,795
+615
+1% +$26.4K
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.45M 0.49%
57,612
+19,028
+49% +$801K
INTC icon
42
Intel
INTC
$478B
$2.44M 0.49%
50,962
-765
-1% -$37.9K
BNDX icon
43
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.43M 0.48%
42,382
+31
+0.1% +$1.74K
USMV icon
44
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$2.42M 0.48%
39,236
+4,263
+12% +$256K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.22T
$2.37M 0.47%
43,840
+1,080
+3% +$62.3K
SLYV icon
46
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$2.3M 0.46%
37,960
+25,508
+205% +$1.55M
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.3M 0.46%
7,861
+374
+5% +$108K
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$4.23T
$2.28M 0.45%
42,180
+2,580
+7% +$149K
VZ icon
49
Verizon
VZ
$182B
$2.24M 0.45%
39,150
-407
-1% -$23.5K
PCAR icon
50
PACCAR
PCAR
$66.4B
$2.23M 0.44%
46,763
-312
-0.7% -$14.5K
1
2
3 4 5

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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.