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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
26
Vanguard Large-Cap ETF
VV
$52.2B
$3.65M 0.86%
29,220
+249
+0.9% +$30.9K
CVX icon
27
Chevron
CVX
$373B
$3.34M 0.79%
26,438
-588
-2% -$73K
FFC
28
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.19M 0.76%
168,869
-1,146
-0.7% -$21.4K
VO icon
29
Vanguard Mid-Cap ETF
VO
$106B
$3.19M 0.76%
81,084
-48
-0.1% -$1.88K
VEA icon
30
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.86M 0.68%
66,622
+723
+1% +$32.2K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.84M 0.67%
26,717
-80
-0.3% -$8.48K
IJR icon
32
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.82M 0.67%
33,825
-1,191
-3% -$97.1K
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.71M 0.64%
26,719
+1,229
+5% +$125K
VOT icon
34
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.5M 0.59%
18,640
-2,417
-11% -$321K
HFWA icon
35
Heritage Financial
HFWA
$1.26B
$2.43M 0.57%
69,637
-750
-1% -$24K
EFA icon
36
iShares MSCI EAFE ETF
EFA
$76.5B
$2.37M 0.56%
35,456
-132
-0.4% -$9.26K
INTC icon
37
Intel
INTC
$478B
$2.34M 0.55%
47,061
+3,007
+7% +$160K
FXN icon
38
First Trust Energy AlphaDEX Fund
FXN
$393M
$2.28M 0.54%
+134,598
New +$2.18M
META icon
39
Meta Platforms (Facebook)
META
$1.64T
$2.25M 0.53%
11,576
-29
-0.2% -$5.24K
JNJ icon
40
Johnson & Johnson
JNJ
$609B
$2.24M 0.53%
18,432
+252
+1% +$31.4K
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$4.23T
$2.23M 0.53%
39,420
+3,240
+9% +$176K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.22T
$2.21M 0.52%
39,700
+2,180
+6% +$118K
SDY icon
43
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.14M 0.51%
23,075
+1,060
+5% +$97.6K
VEU icon
44
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.14M 0.51%
41,239
-520
-1% -$28.2K
PG icon
45
Procter & Gamble
PG
$349B
$2.14M 0.51%
27,362
+189
+0.7% +$14.2K
BNDX icon
46
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.12M 0.5%
38,671
-1,143
-3% -$62.3K
DVY icon
47
iShares Select Dividend ETF
DVY
$23.8B
$2.11M 0.5%
21,577
-2,172
-9% -$211K
PFE icon
48
Pfizer
PFE
$143B
$2.08M 0.49%
60,585
+711
+1% +$24.3K
IGV icon
49
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.08M 0.49%
+56,825
New +$2.05M
XOP icon
50
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.48B
$2.04M 0.48%
+11,822
New +$1.9M
1
2
3 4 5

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.