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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$301M
AUM Growth
-$1.02B
Cap. Flow
-$953M
Cap. Flow %
-315.99%
Top 10 Hldgs %
24.89%
Holding
316
New
36
Increased
102
Reduced
121
Closed
29

Top Buys

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.05M
2
DRA
Diversified Real Asset Income Fd
DRA
+$1.74M
3
AMZN icon
Amazon
AMZN
+$1.17M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.06M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.18M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.37M
3
PGX icon
Invesco Preferred ETF
PGX
+$1.19M
4
PG icon
Procter & Gamble
PG
+$1.06M
5
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
+$1.02M

Sector Composition

Rank Sector Weight
1 Financials 7.5%
2 Technology 6.3%
3 Industrials 4.75%
4 Communication Services 4.63%
5 Energy 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
Meta Platforms (Facebook)
META
$1.64T
$2.59M 0.86%
22,482
+3,804
+20% +$467K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.51M 0.83%
68,726
+5,490
+9% +$200K
COST icon
28
Costco
COST
$417B
$2.5M 0.83%
15,617
+803
+5% +$123K
XOM icon
29
ExxonMobil
XOM
$611B
$2.46M 0.82%
27,281
+258
+1% +$22.5K
AGG icon
30
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.43M 0.81%
22,497
-1,149
-5% -$126K
GE icon
31
GE Aerospace
GE
$364B
$2.38M 0.79%
15,711
+2,656
+20% +$386K
VZ icon
32
Verizon
VZ
$182B
$2.32M 0.77%
43,527
+10,670
+32% +$533K
BAC icon
33
Bank of America
BAC
$430B
$2.2M 0.73%
99,751
-1,332
-1% -$25.7K
VB icon
34
Vanguard Small-Cap ETF
VB
$79.7B
$2.19M 0.73%
16,960
-394
-2% -$48.9K
DVY icon
35
iShares Select Dividend ETF
DVY
$23.8B
$2.06M 0.68%
23,275
+489
+2% +$42.1K
IVV icon
36
iShares Core S&P 500 ETF
IVV
$881B
$2.03M 0.67%
9,041
+2,845
+46% +$625K
PCAR icon
37
PACCAR
PCAR
$66.4B
$2.03M 0.67%
47,603
-118
-0.2% -$4.76K
IJR icon
38
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.99M 0.66%
28,916
+1,412
+5% +$91.1K
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.86M 0.62%
8,325
+2,420
+41% +$529K
VEU icon
40
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.84M 0.61%
41,694
+1,509
+4% +$66.9K
HFWA icon
41
Heritage Financial
HFWA
$1.26B
$1.82M 0.6%
70,654
+4,725
+7% +$101K
T icon
42
AT&T
T
$152B
$1.75M 0.58%
54,522
+10,132
+23% +$299K
DRA
43
DELISTED
Diversified Real Asset Income Fd
DRA
$1.71M 0.57%
+109,613
New +$1.74M
PFE icon
44
Pfizer
PFE
$143B
$1.66M 0.55%
53,846
-802
-1% -$24.5K
BNDX icon
45
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.59M 0.53%
29,214
+3,009
+11% +$165K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.23T
$1.57M 0.52%
39,680
+5,480
+16% +$219K
BKK
47
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.56M 0.52%
103,007
-6,850
-6% -$109K
EEM icon
48
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.54M 0.51%
44,045
+22,848
+108% +$824K
CNXM
49
DELISTED
CNX Midstream Partners LP
CNXM
$1.49M 0.49%
63,295
-2,276
-3% -$48K
IYM icon
50
iShares US Basic Materials ETF
IYM
$1.18B
$1.44M 0.48%
17,293
+60
+0.3% +$4.85K
1
2
3 4 5

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2016 Portfolio in Review

As of Q4 2016, NWAM LLC held 316 positions worth $301M, down 77% from $1.32B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC withdrew a net $953M in Q4 2016, closing 29 positions and reducing 121 holdings. Its most notable exit was Apple, an estimated $8.18M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, NWAM LLC opened a new position in Flaherty & Crumrine Total Return Fund worth $5.95M.

  • NWAM LLC's largest Q4 2016 buy was Flaherty & Crumrine Total Return Fund: 299,205 shares worth $5.95M.
  • NWAM LLC added most to Amazon in Q4 2016, an estimated $1.17M increase.
  • NWAM LLC's biggest Q4 2016 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $1.37M.
  • NWAM LLC fully exited Apple in Q4 2016, selling an estimated $8.18M.
  • NWAM LLC's ten largest holdings make up 25% of its $301M portfolio in Q4 2016.
  • NWAM LLC opened 36 new positions and closed 29 in Q4 2016.
  • NWAM LLC's portfolio value fell 77% quarter-over-quarter to $301M.

Based on NWAM LLC's 13F filing for Q4 2016, filed 2 Feb 2017.