We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
26
Costco
COST
$417B
$2.08M 0.89%
13,753
+268
+2% +$39.3K
IWO icon
27
iShares Russell 2000 Growth ETF
IWO
$14.7B
$2.01M 0.86%
13,256
+5,308
+67% +$774K
PG icon
28
Procter & Gamble
PG
$349B
$1.89M 0.81%
23,088
+323
+1% +$27.8K
GE icon
29
GE Aerospace
GE
$364B
$1.88M 0.8%
15,803
+1,604
+11% +$191K
CVX icon
30
Chevron
CVX
$373B
$1.88M 0.8%
17,873
+1,101
+7% +$117K
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.87M 0.8%
14,280
+431
+3% +$56.3K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.86M 0.8%
15,323
+110
+0.7% +$13.3K
QQQ icon
33
Invesco QQQ Trust
QQQ
$466B
$1.81M 0.77%
17,137
+202
+1% +$21.2K
PCAR icon
34
PACCAR
PCAR
$66.4B
$1.81M 0.77%
42,969
+2,103
+5% +$89.3K
BWX icon
35
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$1.8M 0.77%
+67,734
New +$1.83M
TDAY
36
USA Today Co
TDAY
$1.25B
$1.67M 0.71%
69,584
-8,011
-10% -$186K
HYLD
37
DELISTED
High Yield ETF
HYLD
$1.66M 0.71%
40,029
+5,156
+15% +$215K
BSV icon
38
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.6M 0.69%
19,939
+2,707
+16% +$217K
VZ icon
39
Verizon
VZ
$182B
$1.6M 0.68%
32,937
+2,875
+10% +$139K
HPS
40
John Hancock Preferred Income Fund III
HPS
$461M
$1.55M 0.66%
83,102
-650
-0.8% -$12K
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.4M 0.6%
88,652
– –
BAC icon
42
Bank of America
BAC
$430B
$1.36M 0.58%
88,508
-4,471
-5% -$71.8K
MUE
43
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.28M 0.55%
93,105
– –
PGX icon
44
Invesco Preferred ETF
PGX
$3.91B
$1.25M 0.54%
84,020
+994
+1% +$14.7K
AWF
45
AllianceBernstein Global High Income Fund
AWF
$873M
$1.24M 0.53%
98,717
+1,902
+2% +$23.9K
INTC icon
46
Intel
INTC
$478B
$1.18M 0.51%
37,834
-178
-0.5% -$6.01K
IYR icon
47
iShares US Real Estate ETF
IYR
$4.83B
$1.17M 0.5%
14,793
-8,834
-37% -$707K
HFWA icon
48
Heritage Financial
HFWA
$1.26B
$1.16M 0.49%
67,979
– –
XLU icon
49
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.14M 0.49%
51,512
-208
-0.4% -$4.8K
T icon
50
AT&T
T
$152B
$1.13M 0.48%
45,773
-1,266
-3% -$32.2K
1
2
3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.