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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
401
iShares China Large-Cap ETF
FXI
$4.6B
– –
-4,994
Closed -$214K
HSBC icon
402
HSBC
HSBC
$345B
– –
-9,629
Closed -$402K
ISCV icon
403
iShares Morningstar Small-Cap Value ETF
ISCV
$690M
– –
-4,620
Closed -$211K
IVOG icon
404
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
– –
-5,814
Closed -$408K
MOS icon
405
The Mosaic Company
MOS
$7.03B
– –
-12,845
Closed -$322K
MSFT icon
406
PUT
Microsoft
MSFT
$2.93T
– –
-2,000
Closed -$244K
NOK icon
407
Nokia
NOK
$56.5B
– –
-10,684
Closed -$54K
OUNZ icon
408
VanEck Merk Gold Trust
OUNZ
$2.49B
– –
-42,890
Closed -$593K
PGR icon
409
Progressive
PGR
$121B
– –
-2,575
Closed -$206K
PYPL icon
410
PayPal
PYPL
$49.9B
– –
-2,118
Closed -$242K
SCHP icon
411
Schwab US TIPS ETF
SCHP
$16.5B
– –
-15,410
Closed -$434K
SPY icon
412
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-2,000
Closed -$550K
TTE icon
413
TotalEnergies
TTE
$181B
– –
-3,747
Closed -$209K
WIX icon
414
WIX.com
WIX
$2.15B
– –
-1,700
Closed -$242K
APU
415
DELISTED
AmeriGas Partners, L.P.
APU
– –
-7,055
Closed -$246K
UQM
416
DELISTED
UQM Technologies, Inc.
UQM
– –
-40,400
Closed -$67K
13 14 15 16
17

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.