We are live on
!
Find out more
NL
NWAM LLC Portfolio holdings
AUM
$1.74B
1-Year Est. Return
32.48%
This Fund
S&P 500
This Quarter
Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
(+8.3%)
Cap. Flow
+$22.9M
Cap. Flow
% of AUM
4.55%
Top 10 Holdings %
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$2.08M |
| 2 |
First Trust Large Cap Value AlphaDEX Fund
FTA
|
+$2.05M |
| 3 |
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
|
+$1.95M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.55M |
| 5 |
Vanguard Value ETF
VTV
|
+$1.27M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Medical Devices ETF
IHI
|
+$1.74M |
| 2 |
Vanguard Total Bond Market
BND
|
+$826K |
| 3 |
Apple
AAPL
|
+$662K |
| 4 |
ENLC
ENLINK MIDSTREAM, LLC
ENLC
|
+$500K |
| 5 |
CY
Cypress Semiconductor
CY
|
+$358K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.02% |
| 2 | Financials | 6.05% |
| 3 | Industrials | 4.74% |
| 4 | Consumer Discretionary | 4.47% |
| 5 | Communication Services | 3.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KG
376
Kestrel Group
KG
$72M
| $58K | 0.01% |
4,548
| – | – |
|
377
Nokia
NOK
$56.5B
| $54K | 0.01% |
+10,684
| New | +$56.3K |
|
378
PhenixFIN
PFX
$88.7M
| $44K | 0.01% |
948
-30
| -3% | -$1.75K |
|
379
Aemetis
AMTX
$110M
| $24K | ﹤0.01% |
28,602
-2,000
| -7% | -$1.92K |
|
|
ANFI
380
DELISTED
AMIRA NATURE FOODS LTD
ANFI
| $16K | ﹤0.01% |
21,450
-2,000
| -9% | -$2.38K |
|
|
381
iShares US Medical Devices ETF
IHI
$3.03B
| – | – |
-45,048
| Closed | -$1.74M |
|
382
Ribbon Communications
RBBN
$388M
| – | – |
-10,490
| Closed | -$54K |
|
383
Snap
SNAP
$7.62B
| – | – |
-15,303
| Closed | -$169K |
|
384
Veeva Systems
VEEV
$31.7B
| – | – |
-1,612
| Closed | -$204K |
|
|
ENLC
385
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| – | – |
-39,146
| Closed | -$500K |
|
|
RAD
386
DELISTED
Rite Aid Corporation
RAD
| – | – |
-700
| Closed | -$9K |
|
|
HOME
387
DELISTED
At Home Group Inc.
HOME
| – | – |
-10,685
| Closed | -$191K |
|
|
KEM
388
DELISTED
KEMET Corporation
KEM
| – | – |
-20,380
| Closed | -$346K |
|
|
CY
389
DELISTED
Cypress Semiconductor
CY
| – | – |
-24,007
| Closed | -$358K |
|
Similar funds
MCWS
VCM
PAIM
RIA
SFI
MAM
GAM
DF
NWAM LLC's Q2 2019 Portfolio in Review
As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.
- NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
- NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
- NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
- NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
- NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
- NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
- NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.
Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.