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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNAM
351
DELISTED
Avidity Biosciences
RNAM
$443K 0.04%
18,654
-2,100
-10% -$50.2K
FDIS icon
352
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$439K 0.03%
4,971
-572
-10% -$49.8K
SSO icon
353
ProShares Ultra S&P500
SSO
$7.67B
$439K 0.03%
12,000
-4,000
-25% -$137K
BABA icon
354
Alibaba
BABA
$276B
$430K 0.03%
3,618
-1,658
-31% -$241K
SIL icon
355
Global X Silver Miners ETF NEW
SIL
$3.97B
$426K 0.03%
11,623
-11,622
-50% -$440K
LIT icon
356
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$425K 0.03%
5,036
+237
+5% +$21K
SCHE icon
357
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$424K 0.03%
14,323
+893
+7% +$27.3K
QLD icon
358
ProShares Ultra QQQ
QLD
$12B
$422K 0.03%
9,472
– –
TFC icon
359
Truist Financial
TFC
$64.3B
$422K 0.03%
7,204
+445
+7% +$27.2K
FLC
360
Flaherty & Crumrine Total Return Fund
FLC
$175M
$416K 0.03%
18,240
-5,000
-22% -$117K
SNAP icon
361
Snap
SNAP
$7.74B
$416K 0.03%
8,853
+1,179
+15% +$66.3K
GLTR icon
362
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.44B
$410K 0.03%
4,584
-140
-3% -$12.5K
NLY icon
363
Annaly Capital Management
NLY
$17.1B
$406K 0.03%
12,982
-2,555
-16% -$85.9K
BIIB icon
364
Biogen
BIIB
$29.9B
$405K 0.03%
+1,690
New +$435K
IETC icon
365
iShares US Tech Independence Focused ETF
IETC
$639M
$405K 0.03%
6,624
– –
IWO icon
366
iShares Russell 2000 Growth ETF
IWO
$14.2B
$403K 0.03%
1,376
-507
-27% -$153K
WY icon
367
Weyerhaeuser
WY
$17.9B
$402K 0.03%
9,751
-203
-2% -$7.71K
XLP icon
368
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$391K 0.03%
5,068
+1,525
+43% +$111K
NXTG icon
369
First Trust Indxx NextG ETF
NXTG
$529M
$387K 0.03%
4,687
-3,273
-41% -$260K
AZN icon
370
AstraZeneca
AZN
$269B
$386K 0.03%
3,310
+1,546
+88% +$182K
JMST icon
371
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$378K 0.03%
7,412
+2
+0% +$102
ERC
372
Allspring Multi-Sector Income Fund
ERC
$254M
$377K 0.03%
28,521
-31,209
-52% -$415K
LIN icon
373
Linde
LIN
$241B
$374K 0.03%
1,078
+273
+34% +$88.4K
TWLO icon
374
Twilio
TWLO
$28.7B
$369K 0.03%
+1,402
New +$419K
DD icon
375
DuPont de Nemours
DD
$19.2B
$366K 0.03%
3,610
-314
-8% -$29.9K
13 14
15
16 17

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.