NWAM LLC’s Global X Lithium & Battery Tech ETF LIT Stock Holding History

NWAM LLC’s Portfolio LIT Stock Details LIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,111	Closed	-$202K	–	528
2023 Q2	$202K	Buy	+3,111	New	+$194K	0.02%	509
2023 Q1	–	Sell	-3,487	Closed	-$204K	–	520
2022 Q4	$204K	Sell	3,487 -756	-18%	-$50.5K	0.02%	489
2022 Q3	$280K	Sell	4,243 -1,408	-25%	-$105K	0.03%	396
2022 Q2	$408K	Sell	5,651 -814	-13%	-$57.9K	0.04%	349
2022 Q1	$498K	Buy	6,465 +1,429	+28%	+$109K	0.04%	333
2021 Q4	$425K	Buy	5,036 +237	+5%	+$21K	0.03%	356
2021 Q3	$393K	Buy	4,799 +386	+9%	+$31.6K	0.04%	361
2021 Q2	$320K	Sell	4,413 -1,720	-28%	-$111K	0.03%	370
2021 Q1	$359K	Buy	+6,133	New	+$401K	0.04%	352

Other funds holding LIT

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

GKWIM

Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NWAM LLC's LIT Position: Q3 2023 in Review

NWAM LLC sold out of Global X Lithium & Battery Tech ETF (LIT) in Q3 2023, closing a stake of 3,111 shares — an estimated $202K sold.

NWAM LLC first reported a position in LIT in Q1 2021 and held it in 9 quarters. The position peaked at $498K in Q1 2022. 384 funds tracked by Wall St. Rank hold LIT as of Q3 2023.

NWAM LLC reported no remaining Global X Lithium & Battery Tech ETF position as of Q3 2023 after selling out during the quarter.
NWAM LLC sold 3,111 Global X Lithium & Battery Tech ETF shares in Q3 2023, an estimated $202K.
NWAM LLC first reported a position in Global X Lithium & Battery Tech ETF in Q1 2021 and held it in 9 quarters.
NWAM LLC's Global X Lithium & Battery Tech ETF position peaked at $498K in Q1 2022.
384 funds tracked by Wall St. Rank held Global X Lithium & Battery Tech ETF as of Q3 2023.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.