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Global X Lithium & Battery Tech ETF

405 hedge funds and large institutions have $675M invested in Global X Lithium & Battery Tech ETF in 2023 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 120 increasing their positions, 142 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $39.2M | Put options by funds: $24.1M

12% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 43

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.81% less ownership

Funds ownership: 21.44%20.63% (-0.81%)

2% less funds holding

Funds holding: 414405 (-9)

15% less repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 142

36% less capital invested

Capital invested by funds: $1.06B → $675M (-$381M)

Holders
405
Holders Change
-9
Holders Change %
-2.17%
% of All Funds
6.45%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
48
Increased
120
Reduced
142
Closed
43
Calls
$39.2M
Puts
$24.1M
Net Calls
+$15.1M
Net Calls Change
+$26.2M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$61.7M -$627K -9,727 -1%
Morgan Stanley
2
Morgan Stanley
New York
$60.4M -$7.9M -122,444 -11%
Mirae Asset Global Investments
3
Mirae Asset Global Investments
South Korea
$42.8M -$3.71M -57,476 -8%
Bank of America
4
Bank of America
North Carolina
$42.3M -$1.98M -30,683 -4%
UBS Group
5
UBS Group
Switzerland
$30.8M +$5.77M +89,449 +23%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$27.1M -$1.53M -23,744 -5%
GKWIM
7
Gerber Kawasaki Wealth & Investment Management
California
$25.8M -$552K -8,560 -2%
Wells Fargo
8
Wells Fargo
California
$21M -$3.05M -47,320 -13%
PP
9
Prudential plc
United Kingdom
$14.5M -$3.63M -56,260 -20%
Osaic Holdings
10
Osaic Holdings
Arizona
$13.9M -$995K -15,430 -7%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$13.4M +$526K +8,151 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.8M -$3.18M -49,299 -20%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$9.9M -$2.91M -45,186 -22%
PAG
14
Private Advisor Group
New Jersey
$8M -$1.93M -29,876 -19%
JP Morgan Chase
15
JP Morgan Chase
New York
$6.99M +$2.51M +38,839 +55%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$6.79M -$393K -6,085 -5%
MWA
17
MFA Wealth Advisors
Pennsylvania
$6.54M +$605K +9,380 +10%
HighTower Advisors
18
HighTower Advisors
Illinois
$6.5M +$486K +7,527 +8%
MD
19
Money Design
Japan
$6.37M -$51.7K -802 -0.8%
RJA
20
Raymond James & Associates
Florida
$6.34M -$289K -4,486 -4%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$6.15M -$16M -247,983 -72%
DWM
22
Destination Wealth Management
California
$6.01M -$1.32M -20,519 -18%
Citigroup
23
Citigroup
New York
$5.85M +$269K +4,169 +5%
CI
24
CX Institutional
Indiana
$5.82M +$5.7M +88,327 +2,545%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$5.77M -$119K -1,840 -2%

LIT Hedge Fund Activity: Q1 2023 in Review

405 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2023, worth a combined $675M — down 36% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new LIT positions and 43 closed out — a net gain of 5 holders — while 120 added to existing stakes and 142 trimmed.

The largest buyer was UBS Group, adding an estimated $5.77M. The largest seller was Susquehanna International Group, cutting an estimated $16M.

  • 405 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2023, down from 414 in Q4 2022.
  • Funds reported $675M of Global X Lithium & Battery Tech ETF stock for Q1 2023, down 36% quarter-over-quarter.
  • 48 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2023 and 43 closed out, a net change of +5 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q1 2023 was UBS Group, an estimated $5.77M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q1 2023 was Susquehanna International Group, an estimated $16M sold.

Based on aggregated 13F filings for Q1 2023.