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Global X Lithium & Battery Tech ETF

384 hedge funds and large institutions have $592M invested in Global X Lithium & Battery Tech ETF in 2023 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 106 increasing their positions, 140 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more call options, than puts

Call options by funds: $31M | Put options by funds: $9.88M

2.12% more ownership

Funds ownership: 20.82%22.94% (+2.1%)

9% less funds holding

Funds holding: 421384 (-37)

14% less capital invested

Capital invested by funds: $690M → $592M (-$98.4M)

24% less repeat investments, than reductions

Existing positions increased: 106 | Existing positions reduced: 140

44% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 68

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
384
Holders Change
-37
Holders Change %
-8.79%
% of All Funds
6.09%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
38
Increased
106
Reduced
140
Closed
68
Calls
$31M
Puts
$9.88M
Net Calls
+$21.1M
Net Calls Change
+$3.56M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$53.1M -$1.25M -20,488 -2%
Morgan Stanley
2
Morgan Stanley
New York
$46.7M -$4.23M -69,211 -8%
Jane Street
3
Jane Street
New York
$45.3M +$45.1M +737,536 +883%
Bank of America
4
Bank of America
North Carolina
$35.5M -$1.32M -21,671 -3%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$21.4M -$1.59M -25,990 -6%
UBS Group
6
UBS Group
Switzerland
$21M -$715K -11,704 -3%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$19.6M +$19.7M +321,982 +2,133%
GKWIM
8
Gerber Kawasaki Wealth & Investment Management
California
$19.2M -$2.09M -34,182 -9%
Wells Fargo
9
Wells Fargo
California
$18.7M -$958K -15,679 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14M +$881K +14,422 +6%
Mirae Asset Global Investments
11
Mirae Asset Global Investments
South Korea
$12.4M -$17.2M -281,253 -56%
Osaic Holdings
12
Osaic Holdings
Arizona
$12.2M +$1.48M +24,282 +12%
PP
13
Prudential plc
United Kingdom
$11.7M +$946K +15,475 +8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$9.4M -$1.56M -25,582 -13%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$8.96M +$66.6K +1,090 +0.7%
KDA
16
Kraft Davis & Associates
Missouri
$7.93M +$255K +4,171 +3%
PAG
17
Private Advisor Group
New Jersey
$7.47M +$516K +8,450 +7%
MWA
18
MFA Wealth Advisors
Pennsylvania
$6.52M +$577K +9,447 +9%
HighTower Advisors
19
HighTower Advisors
Illinois
$6.49M +$535K +8,752 +8%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.79M -$5.74M -93,920 -47%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$5.21M -$577K -9,447 -9%
CI
22
CX Institutional
Indiana
$5.1M +$64.5K +1,056 +1%
MD
23
Money Design
Japan
$4.95M -$310K -5,076 -5%
RJA
24
Raymond James & Associates
Florida
$4.95M -$132K -2,162 -2%
Citadel Advisors
25
Citadel Advisors
Florida
$4.7M +$2.99M +48,954 +135%

LIT Hedge Fund Activity: Q3 2023 in Review

384 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2023, worth a combined $592M — down 14% from $690M a quarter earlier.

Sellers outnumbered buyers: 68 funds closed out of LIT and 38 opened new positions — a net loss of 30 holders — while 140 trimmed existing stakes and 106 added.

The largest buyer was Jane Street, adding an estimated $45.1M. The largest seller was Mirae Asset Global Investments, cutting an estimated $17.2M.

  • 384 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2023, down from 421 in Q2 2023.
  • Funds reported $592M of Global X Lithium & Battery Tech ETF stock for Q3 2023, down 14% quarter-over-quarter.
  • 38 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2023 and 68 closed out, a net change of -30 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2023 was Jane Street, an estimated $45.1M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2023 was Mirae Asset Global Investments, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2023.