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Global X Lithium & Battery Tech ETF

429 hedge funds and large institutions have $904M invested in Global X Lithium & Battery Tech ETF in 2022 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 152 increasing their positions, 119 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 119

1.02% less ownership

Funds ownership: 23.77%22.75% (-1%)

4% less funds holding

Funds holding: 446429 (-17)

14% less capital invested

Capital invested by funds: $1.06B → $904M (-$153M)

20% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 49

22% less call options, than puts

Call options by funds: $35.8M | Put options by funds: $45.7M

57% less funds holding in top 10

Funds holding in top 10: 73 (-4)

Holders
429
Holders Change
-17
Holders Change %
-3.81%
% of All Funds
7.39%
Holding in Top 10
3
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-57.14%
% of All Funds
0.05%
New
39
Increased
152
Reduced
119
Closed
49
Calls
$35.8M
Puts
$45.7M
Net Calls
-$9.97M
Net Calls Change
-$22M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$78.7M -$2.97M -40,032 -3%
LPL Financial
2
LPL Financial
California
$73.8M +$7.58M +102,107 +10%
Bank of America
3
Bank of America
North Carolina
$57.6M +$5.45M +73,441 +9%
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$51.2M -$52M -700,305 -47%
UBS Group
5
UBS Group
Switzerland
$32.1M -$6.6M -88,884 -15%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$31.7M -$13.9M -187,287 -28%
Wells Fargo
7
Wells Fargo
California
$29.1M -$1.26M -16,953 -4%
GKWIM
8
Gerber Kawasaki Wealth & Investment Management
California
$28.7M +$303K +4,078 +0.9%
PS
9
Portfolio Strategies
New York
$26.9M -$713K -9,606 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$21.6M -$7.28M -98,037 -23%
PP
11
Prudential plc
United Kingdom
$21.2M -$7.16M -96,380 -23%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$16.5M -$2.38M -32,008 -11%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$16.1M +$653K +8,791 +4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$14.8M +$1.27M +17,159 +8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$14.2M -$697K -9,383 -4%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$14M +$543K +7,315 +4%
SMFG
17
Sumitomo Mitsui Financial Group
Japan
$12.1M
MGAM
18
McGowan Group Asset Management
Texas
$9.36M -$103K -1,387 -1%
PAG
19
Private Advisor Group
New Jersey
$9.06M +$560K +7,542 +6%
DWM
20
Destination Wealth Management
California
$8.37M +$748K +10,068 +9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$8.02M +$219K +2,950 +2%
HighTower Advisors
22
HighTower Advisors
Illinois
$7.46M +$217K +2,919 +3%
RJA
23
Raymond James & Associates
Florida
$7.22M +$317K +4,273 +4%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$7.09M +$164K +2,204 +2%
LFA
25
Legend Financial Advisors
Pennsylvania
$7.06M -$117K -1,575 -1%

LIT Hedge Fund Activity: Q3 2022 in Review

429 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2022, worth a combined $904M — down 14% from $1.06B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LIT and 39 opened new positions — a net loss of 10 holders — while 119 trimmed existing stakes and 152 added.

The largest buyer was LPL Financial, adding an estimated $7.58M. The largest seller was Mirae Asset Global Investments, cutting an estimated $52M.

  • 429 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2022, down from 446 in Q2 2022.
  • Funds reported $904M of Global X Lithium & Battery Tech ETF stock for Q3 2022, down 14% quarter-over-quarter.
  • 39 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2022 and 49 closed out, a net change of -10 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2022 was LPL Financial, an estimated $7.58M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2022 was Mirae Asset Global Investments, an estimated $52M sold.

Based on aggregated 13F filings for Q3 2022.