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Global X Lithium & Battery Tech ETF

23 hedge funds and large institutions have $4.26M invested in Global X Lithium & Battery Tech ETF in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

64% more capital invested

Capital invested by funds: $2.6M → $4.26M (+$1.66M)

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

21% more funds holding

Funds holding: 1923 (+4)

3.29% more ownership

Funds ownership: 6.43%9.73% (+3.3%)

Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.48M +$1.51M +78,896 +90%
HighTower Advisors
2
HighTower Advisors
Illinois
$213K +$382 +20 +0.2%
Morgan Stanley
3
Morgan Stanley
New York
$115K +$34.1K +1,785 +50%
Wells Fargo
4
Wells Fargo
California
$94K -$7.46K -390 -8%
Bank of America
5
Bank of America
North Carolina
$81K +$28.1K +1,469 +64%
AIG
6
American International Group
New York
$54K -$8.91K -466 -16%
IA
7
IFP Advisors
Florida
$54K +$34.2K +1,786 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$48K -$4.23K -221 -9%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$32K +$28.7K +1,500 New
EDRH
10
Edmond de Rothschild Holding
Switzerland
$13K
EDRS
11
Edmond de Rothschild (Suisse)
Switzerland
$13K
UBS Group
12
UBS Group
Switzerland
$12K -$4.78K -250 -30%
KLI
13
Kelman-Lazarov Inc
Tennessee
$11K +$9.56K +500 New
GWM
14
Geneos Wealth Management
Colorado
$10K +$9.31K +487 New
Citigroup
15
Citigroup
New York
$5K
ST
16
Smithfield Trust
Pennsylvania
$5K +$2.39K +125 +100%
CP
17
Corbenic Partners
Pennsylvania
$4K
Simplex Trading
18
Simplex Trading
Illinois
$4K +$3.82K +200 New
APSP
19
Asset Planning Services (Pennsylvania)
Pennsylvania
$3K
NFG
20
Next Financial Group
Texas
$3K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$2K
WA
22
WFG Advisors
Texas
$2K
Jane Street
23
Jane Street
New York
-$272K -13,523 Closed
BCI
24
Brinker Capital Investments
Pennsylvania
-$8K -412 Closed
IF
25
Ironwood Financial
Arizona
+$249 +13 New

LIT Hedge Fund Activity: Q1 2016 in Review

23 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2016, worth a combined $4.26M — up 64% from $2.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LIT positions and 2 closed out — a net gain of 4 holders — while 5 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.51M. The largest seller was Jane Street, exiting entirely with an estimated $272K sold.

  • 23 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2016, up from 19 in Q4 2015.
  • Funds reported $4.26M of Global X Lithium & Battery Tech ETF stock for Q1 2016, up 64% quarter-over-quarter.
  • 6 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2016 and 2 closed out, a net change of +4 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q1 2016 was LPL Financial, an estimated $1.51M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q1 2016 was Jane Street, an estimated $272K sold.

Based on aggregated 13F filings for Q1 2016.