Global X Lithium & Battery Tech ETF
13 hedge funds and large institutions have $1.86M invested in Global X Lithium & Battery Tech ETF in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 3 closing their positions.
50% more capital invested
Capital invested by funds: $1.24M → $1.86M (+$621K)
0.28% more ownership
Funds ownership: 1.23% → 1.51% (+0.28%)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
7% less funds holding
Funds holding: 14 → 13 (-1)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
73% less call options, than puts
Call options by funds: $14K | Put options by funds: $51K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$952K |
| 2 |
Wells Fargo
San Francisco,
California
|
+$178K |
| 3 |
LPL Financial
San Diego,
California
|
+$144K |
| 4 |
Morgan Stanley
New York
|
+$87.7K |
| 5 |
SCM
Seamans Capital Management
Boston,
Massachusetts
|
+$39.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$565K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$196K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$55.9K |
| 4 |
WA
WFG Advisors
Dallas,
Texas
|
-$26K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$4.61K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Royal Bank of Canada
Toronto,
Ontario, Canada
| $1.1M | +$952K | +36,095 | +831% |
|
|
2
Wells Fargo
San Francisco,
California
| $199K | +$178K | +6,751 | +1,306% |
|
|
3
Morgan Stanley
New York
| $159K | +$87.7K | +3,326 | +134% |
|
|
4
LPL Financial
San Diego,
California
| $149K | +$144K | +5,466 | New |
|
|
U
5
UBS
Zurich,
Switzerland
| $94K | -$4.61K | -175 | -5% |
|
|
CLOS
6
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
| $60K | – | – | – |
|
|
SCM
7
Seamans Capital Management
Boston,
Massachusetts
| $41K | +$39.6K | +1,500 | New |
|
|
8
Bank of America
Charlotte,
North Carolina
| $35K | -$55.9K | -2,119 | -62% |
|
9
Citigroup
New York
| $6K | -$2.64K | -100 | -31% |
|
|
1IC
10
1919 Investment Counsel
Baltimore,
Maryland
| $6K | – | – | – |
|
11
Bank of Montreal
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
|
WA
12
WealthTrust-Arizona
Scottsdale,
Arizona
| $2K | – | – | – |
|
|
13
Jane Street
New York
| – | -$565K | -21,710 | Closed |
|
|
14
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$196K | -7,540 | Closed |
|
|
WA
15
WFG Advisors
Dallas,
Texas
| – | -$26K | -1,000 | Closed |
|
LIT Hedge Fund Activity: Q1 2014 in Review
13 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2014, worth a combined $1.86M — up 50% from $1.24M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of LIT and 2 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.
The largest buyer was Royal Bank of Canada, adding an estimated $952K. The largest seller was Jane Street, exiting entirely with an estimated $565K sold.
- 13 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2014, down from 14 in Q4 2013.
- Funds reported $1.86M of Global X Lithium & Battery Tech ETF stock for Q1 2014, up 50% quarter-over-quarter.
- 2 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2014 and 3 closed out, a net change of -1 holder.
- The largest Global X Lithium & Battery Tech ETF buyer in Q1 2014 was Royal Bank of Canada, an estimated $952K added.
- The largest Global X Lithium & Battery Tech ETF seller in Q1 2014 was Jane Street, an estimated $565K sold.
Based on aggregated 13F filings for Q1 2014.