Global X Lithium & Battery Tech ETF
13 hedge funds and large institutions have $1.7M invested in Global X Lithium & Battery Tech ETF in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 3 closing their positions.
5% more capital invested
Capital invested by funds: $1.62M → $1.7M (+$82.9K)
0.2% less ownership
Funds ownership: 1.81% → 1.61% (-0.2%)
13% less funds holding
Funds holding: 15 → 13 (-2)
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$689K |
| 2 |
Wells Fargo
San Francisco,
California
|
+$53.6K |
| 3 |
Citigroup
New York
|
+$3.94K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$460K |
| 2 |
Verition Fund Management
Greenwich,
Connecticut
|
-$176K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$173K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$32.6K |
| 5 |
LPL Financial
San Diego,
California
|
-$28.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $762K | +$689K | +28,493 | New |
|
2
Bank of America
Charlotte,
North Carolina
| $271K | – | – | – |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $180K | -$173K | -7,171 | -52% |
|
|
4
LPL Financial
San Diego,
California
| $153K | -$28.9K | -1,194 | -17% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $103K | -$32.6K | -1,350 | -26% |
|
|
U
6
UBS
Zurich,
Switzerland
| $95K | -$19.3K | -796 | -18% |
|
|
7
Wells Fargo
San Francisco,
California
| $76K | +$53.6K | +2,217 | +359% |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $27K | – | – | – |
|
|
9
Citigroup
New York
| $26K | +$3.94K | +163 | +20% |
|
|
1IC
10
1919 Investment Counsel
Baltimore,
Maryland
| $6K | – | – | – |
|
11
Bank of Montreal
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
|
WA
12
WealthTrust-Arizona
Scottsdale,
Arizona
| $2K | – | – | – |
|
|
13
Goldman Sachs
New York
| – | -$460K | -20,282 | Closed |
|
|
14
Verition Fund Management
Greenwich,
Connecticut
| – | -$176K | -7,758 | Closed |
|
|
AIG
15
American International Group
New York
| – | -$1.13K | -50 | Closed |
|
LIT Hedge Fund Activity: Q3 2013 in Review
13 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2013, worth a combined $1.7M — up 5.1% from $1.62M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of LIT and 1 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 2 added.
The largest buyer was Jane Street, opening a new position worth an estimated $689K. The largest seller was Goldman Sachs, exiting entirely with an estimated $460K sold.
- 13 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2013, down from 15 in Q2 2013.
- Funds reported $1.7M of Global X Lithium & Battery Tech ETF stock for Q3 2013, up 5.1% quarter-over-quarter.
- 1 fund opened new Global X Lithium & Battery Tech ETF positions in Q3 2013 and 3 closed out, a net change of -2 holders.
- The largest Global X Lithium & Battery Tech ETF buyer in Q3 2013 was Jane Street, an estimated $689K added.
- The largest Global X Lithium & Battery Tech ETF seller in Q3 2013 was Goldman Sachs, an estimated $460K sold.
Based on aggregated 13F filings for Q3 2013.