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Global X Lithium & Battery Tech ETF
LIT

29 hedge funds and large institutions have $5.25M invested in Global X Lithium & Battery Tech ETF in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

1.52% less ownership

Funds ownership: 6.12% → 4.6% (-1.5%)

3% less funds holding

Funds holding: 30 → 29 (-1)

20% less capital invested

Capital invested by funds: $6.6M → $5.25M (-$1.35M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
8
Closed
4
Calls
$222K
Puts
–
Net Calls
+$222K
Net Calls Change
+$222K

Top Buyers

1
PVH
Psagot Value Holdings
Israel
+$584K
2
LPL Financial
LPL Financial
California
+$344K
3
Bank of America
Bank of America
North Carolina
+$297K
4
VKH
Virtu KCG Holdings
New York
+$208K
5
EDRH
Edmond de Rothschild Holding
Switzerland
+$52.3K

Top Sellers

1
Jane Street
Jane Street
New York
-$1.29M
2
SG Americas Securities
SG Americas Securities
New York
-$508K
3
Morgan Stanley
Morgan Stanley
New York
-$480K
4
Wells Fargo
Wells Fargo
California
-$274K
5
CLOS
Compagnie Lombard Odier SCmA
Switzerland
-$57K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$1.05M -$2.87K -118 -0.3%
Bank of America
2
Bank of America
North Carolina
$678K +$297K +12,224 +78%
Morgan Stanley
3
Morgan Stanley
New York
$625K -$480K -19,719 -44%
LPL Financial
4
LPL Financial
California
$586K +$344K +14,127 +149%
PVH
5
Psagot Value Holdings
Israel
$585K +$584K +24,000 New
KCM
6
Karp Capital Management
California
$439K -$34.1K -1,400 -7%
Wells Fargo
7
Wells Fargo
California
$354K -$274K -11,251 -44%
JWS
8
Juncture Wealth Strategies
Arizona
$286K -$18.2K -746 -6%
VKH
9
Virtu KCG Holdings
New York
$208K +$208K +8,543 New
EDRH
10
Edmond de Rothschild Holding
Switzerland
$179K +$52.3K +2,150 +41%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$85K +$12.2K +500 +17%
AG
12
Advisor Group
Arizona
$55K -$18.3K -753 -25%
EWM
13
Endurance Wealth Management
Rhode Island
$24K – – –
Simplex Trading
14
Simplex Trading
Illinois
$24K +$20.1K +824 +410%
KLI
15
Kelman-Lazarov Inc
Tennessee
$12.2K – – –
Creative Planning
16
Creative Planning
Kansas
$10K -$19.5K -800 -67%
GWM
17
Geneos Wealth Management
Colorado
$7K – – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$7K +$7.3K +300 New
Citigroup
19
Citigroup
New York
$6K – – –
ST
20
Smithfield Trust
Pennsylvania
$6K – – –
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$5K +$4.87K +200 New
APSP
22
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K – – –
CP
23
Corbenic Partners
Pennsylvania
$4K – – –
NFG
24
Next Financial Group
Texas
$4K – – –
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$2K -$7.3K -300 -80%
1
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LIT Hedge Fund Activity: Q4 2016 in Review

29 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2016, worth a combined $5.25M — down 20% from $6.6M a quarter earlier.

Fund positioning in LIT was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 8 trimmed.

The largest buyer was Psagot Value Holdings, opening a new position worth an estimated $584K. The largest seller was Jane Street, exiting entirely with an estimated $1.29M sold.

  • 29 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2016, down from 30 in Q3 2016.
  • Funds reported $5.25M of Global X Lithium & Battery Tech ETF stock for Q4 2016, down 20% quarter-over-quarter.
  • 4 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2016 was Psagot Value Holdings, an estimated $584K added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2016 was Jane Street, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2016.