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Global X Lithium & Battery Tech ETF

269 hedge funds and large institutions have $532M invested in Global X Lithium & Battery Tech ETF in 2021 Q1 according to their latest regulatory filings, with 99 funds opening new positions, 95 increasing their positions, 37 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

330% more first-time investments, than exits

New positions opened: 99 | Existing positions closed: 23

157% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 37

38% more funds holding

Funds holding: 195269 (+74)

19% more capital invested

Capital invested by funds: $449M → $532M (+$83M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less call options, than puts

Call options by funds: $74.7M | Put options by funds: $80.3M

6.22% less ownership

Funds ownership: 25.71%19.49% (-6.2%)

Holders
269
Holders Change
+74
Holders Change %
+37.95%
% of All Funds
4.72%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
99
Increased
95
Reduced
37
Closed
23
Calls
$74.7M
Puts
$80.3M
Net Calls
-$5.63M
Net Calls Change
-$18.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$62.3M +$3.53M +54,091 +5%
Morgan Stanley
2
Morgan Stanley
New York
$50.3M +$24.6M +376,900 +78%
PS
3
Portfolio Strategies
New York
$30.8M -$5.82M -89,141 -14%
LPL Financial
4
LPL Financial
California
$28.9M +$11.8M +180,457 +58%
GKWIM
5
Gerber Kawasaki Wealth & Investment Management
California
$22.4M +$8.7M +133,192 +53%
UBS Group
6
UBS Group
Switzerland
$19.2M +$10.1M +154,869 +89%
Bank of America
7
Bank of America
North Carolina
$17.4M +$10M +153,171 +106%
Mirae Asset Global Investments
8
Mirae Asset Global Investments
South Korea
$17.2M +$10M +153,257 +109%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$16.8M +$11.3M +173,644 +152%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$16.1M -$11.7M -179,140 -39%
Wells Fargo
11
Wells Fargo
California
$15.3M +$3.96M +60,575 +30%
Jane Street
12
Jane Street
New York
$14M -$13.5M -206,234 -46%
PP
13
Prudential plc
United Kingdom
$12.1M +$3.8M +58,170 +39%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$11.2M +$9.09M +139,066 +266%
MFM
15
MD Financial Management
Ontario, Canada
$10.2M +$1.33M +20,363 +7%
Osaic Holdings
16
Osaic Holdings
Arizona
$9.97M +$5.09M +77,821 +84%
Citadel Advisors
17
Citadel Advisors
Florida
$9.81M -$983K -15,043 -8%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$9.42M +$2.37M +36,271 +29%
CF
19
Clarity Financial
Texas
$8.58M +$9.59M +146,726 New
MWA
20
MFA Wealth Advisors
Pennsylvania
$6.11M -$771K -11,797 -10%
PAG
21
Private Advisor Group
New Jersey
$6.1M +$6.49M +99,303 +1,962%
HighTower Advisors
22
HighTower Advisors
Illinois
$6.08M +$1.36M +20,811 +25%
CCM
23
Consolidated Capital Management
California
$4.65M +$5.2M +79,550 New
JP Morgan Chase
24
JP Morgan Chase
New York
$4.54M +$3.42M +52,404 +208%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$4.54M +$712K +10,891 +16%

LIT Hedge Fund Activity: Q1 2021 in Review

269 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2021, worth a combined $532M — up 19% from $449M a quarter earlier.

Buyers outnumbered sellers: 99 funds opened new LIT positions and 23 closed out — a net gain of 76 holders — while 95 added to existing stakes and 37 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.6M. The largest seller was Jane Street, cutting an estimated $13.5M.

  • 269 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2021, up from 195 in Q4 2020.
  • Funds reported $532M of Global X Lithium & Battery Tech ETF stock for Q1 2021, up 19% quarter-over-quarter.
  • 99 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2021 and 23 closed out, a net change of +76 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q1 2021 was Morgan Stanley, an estimated $24.6M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q1 2021 was Jane Street, an estimated $13.5M sold.

Based on aggregated 13F filings for Q1 2021.