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Global X Lithium & Battery Tech ETF

127 hedge funds and large institutions have $143M invested in Global X Lithium & Battery Tech ETF in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

371% more call options, than puts

Call options by funds: $11.6M | Put options by funds: $2.47M

160% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 15

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

60% more capital invested

Capital invested by funds: $89.4M → $143M (+$53.9M)

23% more funds holding

Funds holding: 103127 (+24)

3.02% more ownership

Funds ownership: 15.76%18.78% (+3%)

Holders
127
Holders Change
+24
Holders Change %
+23.3%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
39
Increased
35
Reduced
21
Closed
15
Calls
$11.6M
Puts
$2.47M
Net Calls
+$9.18M
Net Calls Change
+$5.3M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$38.1M +$3.49M +92,665 +11%
MFM
2
MD Financial Management
Ontario, Canada
$15M -$2.45M -65,213 -15%
Morgan Stanley
3
Morgan Stanley
New York
$10.3M +$3.84M +102,182 +66%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$7.92M +$7.43M +197,619 New
PP
5
Prudential plc
United Kingdom
$7.46M +$2.27M +60,290 +48%
LPL Financial
6
LPL Financial
California
$7.01M +$1.76M +46,723 +36%
MWA
7
MFA Wealth Advisors
Pennsylvania
$4.64M +$53.6K +1,426 +1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.19M +$2.62M +69,664 +199%
GCA
9
Greenwood Capital Associates
South Carolina
$3.67M +$1.01M +26,952 +42%
Bank of America
10
Bank of America
North Carolina
$3.42M +$263K +6,988 +9%
Wells Fargo
11
Wells Fargo
California
$3.32M +$787K +20,919 +34%
Citadel Advisors
12
Citadel Advisors
Florida
$2.92M +$2.74M +72,911 New
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$2.83M +$1.24M +33,016 +88%
Renaissance Technologies
14
Renaissance Technologies
New York
$2.52M +$2.36M +62,800 New
RJA
15
Raymond James & Associates
Florida
$2.23M +$1.41M +37,496 +207%
UBS Group
16
UBS Group
Switzerland
$1.83M +$571K +15,169 +49%
Bank Julius Baer & Co
17
Bank Julius Baer & Co
Switzerland
$1.7M -$50K -1,330 -3%
CS
18
Credit Suisse
Switzerland
$1.56M +$184K +4,888 +14%
SG Americas Securities
19
SG Americas Securities
New York
$1.55M -$182K -4,849 -11%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.43M -$708K -18,813 -34%
Qube Research & Technologies (QRT)
21
Qube Research & Technologies (QRT)
United Kingdom
$1.42M -$1.62M -42,981 -55%
FCC
22
Florin Court Capital
United Kingdom
$1.11M +$575K +15,271 +123%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1M +$127K +3,383 +16%
PVH
24
Psagot Value Holdings
Israel
$961K
JP Morgan Chase
25
JP Morgan Chase
New York
$957K +$282K +7,498 +44%

LIT Hedge Fund Activity: Q3 2020 in Review

127 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2020, worth a combined $143M — up 60% from $89.4M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new LIT positions and 15 closed out — a net gain of 24 holders — while 35 added to existing stakes and 21 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $7.43M. The largest seller was MD Financial Management, cutting an estimated $2.45M.

  • 127 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2020, up from 103 in Q2 2020.
  • Funds reported $143M of Global X Lithium & Battery Tech ETF stock for Q3 2020, up 60% quarter-over-quarter.
  • 39 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2020 and 15 closed out, a net change of +24 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $7.43M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2020 was MD Financial Management, an estimated $2.45M sold.

Based on aggregated 13F filings for Q3 2020.