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Global X Lithium & Battery Tech ETF

18 hedge funds and large institutions have $1.84M invested in Global X Lithium & Battery Tech ETF in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.01% less ownership

Funds ownership: 2.11%2.1% (-0.01%)

10% less funds holding

Funds holding: 2018 (-2)

18% less capital invested

Capital invested by funds: $2.25M → $1.84M (-$412K)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$763K +$325K +13,791 +67%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$228K -$7.87K -334 -3%
Jane Street
3
Jane Street
New York
$217K +$32.3K +1,370 +16%
VKH
4
Virtu KCG Holdings
New York
$174K +$61K +2,591 +49%
Morgan Stanley
5
Morgan Stanley
New York
$103K -$15.9K -674 -13%
UBS Group
6
UBS Group
Switzerland
$90K +$95.6K +4,058 New
Wells Fargo
7
Wells Fargo
California
$86K +$15.7K +665 +21%
Deutsche Bank
8
Deutsche Bank
Germany
$55K
AIG
9
American International Group
New York
$50.3K -$63.1K -2,677 -54%
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$38K -$11.8K -500 -23%
Bank of America
11
Bank of America
North Carolina
$27K -$10.9K -461 -28%
CP
12
Corbenic Partners
Pennsylvania
$4K
NFG
13
Next Financial Group
Texas
$3K
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$2K
Citigroup
15
Citigroup
New York
$1K -$4.12K -175 -78%
NPC
16
National Planning Corporation
California
$440 +$471 +20 New
PP
17
Paloma Partners
Connecticut
-$498K -20,000 Closed
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
-$20K -800 Closed
PAG
19
Private Advisor Group
New Jersey
-$12K -476 Closed
WA
20
WealthTrust-Arizona
Arizona
-$1K -60 Closed
Parallax Volatility Advisers
21
Parallax Volatility Advisers
California
+$24 +1 New
IF
22
Ironwood Financial
Arizona
+$306 +13 New

LIT Hedge Fund Activity: Q4 2014 in Review

18 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2014, worth a combined $1.84M — down 18% from $2.25M a quarter earlier.

Fund positioning in LIT was balanced in Q4 2014: 4 funds opened new positions, 4 closed out, 4 added to existing stakes and 6 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $325K. The largest seller was Paloma Partners, exiting entirely with an estimated $498K sold.

  • 18 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2014, down from 20 in Q3 2014.
  • Funds reported $1.84M of Global X Lithium & Battery Tech ETF stock for Q4 2014, down 18% quarter-over-quarter.
  • 4 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2014 and 4 closed out, a net change of 0 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2014 was Royal Bank of Canada, an estimated $325K added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2014 was Paloma Partners, an estimated $498K sold.

Based on aggregated 13F filings for Q4 2014.