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Global X Lithium & Battery Tech ETF

376 hedge funds and large institutions have $469M invested in Global X Lithium & Battery Tech ETF in 2023 Q4 according to their latest regulatory filings, with 66 funds opening new positions, 61 increasing their positions, 153 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more call options, than puts

Call options by funds: $21.3M | Put options by funds: $18.5M

0.24% less ownership

Funds ownership: 22.94%22.71% (-0.24%)

4% less first-time investments, than exits

New positions opened: 66 | Existing positions closed: 69

2% less funds holding

Funds holding: 384376 (-8)

21% less capital invested

Capital invested by funds: $592M → $469M (-$123M)

60% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 153

Holders
376
Holders Change
-8
Holders Change %
-2.08%
% of All Funds
5.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
66
Increased
61
Reduced
153
Closed
69
Calls
$21.3M
Puts
$18.5M
Net Calls
+$2.76M
Net Calls Change
-$18.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$62.8M +$19.1M +386,133 +46%
LPL Financial
2
LPL Financial
California
$37.7M -$11M -221,715 -23%
Bank of America
3
Bank of America
North Carolina
$36.9M +$4.07M +82,069 +13%
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$20.1M +$8.39M +169,329 +75%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$19.6M -$120K -2,416 -0.6%
Jane Street
6
Jane Street
New York
$19.6M -$21.7M -437,164 -53%
UBS Group
7
UBS Group
Switzerland
$14.7M -$4.5M -90,833 -24%
Wells Fargo
8
Wells Fargo
California
$12.7M -$4.46M -90,029 -26%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$10.1M +$7.93M +160,056 +418%
PP
10
Prudential plc
United Kingdom
$9.69M -$1.1M -22,275 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.07M -$3.71M -74,920 -30%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$7.38M -$1.26M -25,338 -15%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.77M -$4.39M -88,489 -40%
MWA
14
MFA Wealth Advisors
Pennsylvania
$6.61M +$568K +11,465 +10%
KDA
15
Kraft Davis & Associates
Missouri
$6.24M -$339K -6,836 -5%
PAG
16
Private Advisor Group
New Jersey
$6.11M -$767K -15,466 -11%
JP Morgan Chase
17
JP Morgan Chase
New York
$6.02M +$4.95M +99,801 +546%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.84M +$484K +9,768 +9%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$5.32M +$492K +9,923 +10%
GKWIM
20
Gerber Kawasaki Wealth & Investment Management
California
$4.67M -$12.7M -256,743 -74%
LF
21
Longbow Finance
Switzerland
$4.11M
MML Investors Services
22
MML Investors Services
Massachusetts
$4.07M -$10.6K -214 -0.3%
Citigroup
23
Citigroup
New York
$3.78M +$192K +3,880 +6%
CI
24
CX Institutional
Indiana
$3.73M -$951K -19,190 -21%
ZIMP
25
Zimmermann Investment Management & Planning
Pennsylvania
$3.72M -$247K -4,973 -6%

LIT Hedge Fund Activity: Q4 2023 in Review

376 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2023, worth a combined $469M — down 21% from $592M a quarter earlier.

Sellers outnumbered buyers: 69 funds closed out of LIT and 66 opened new positions — a net loss of 3 holders — while 153 trimmed existing stakes and 61 added.

The largest buyer was Morgan Stanley, adding an estimated $19.1M. The largest seller was Jane Street, cutting an estimated $21.7M.

  • 376 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2023, down from 384 in Q3 2023.
  • Funds reported $469M of Global X Lithium & Battery Tech ETF stock for Q4 2023, down 21% quarter-over-quarter.
  • 66 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2023 and 69 closed out, a net change of -3 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2023 was Morgan Stanley, an estimated $19.1M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2023 was Jane Street, an estimated $21.7M sold.

Based on aggregated 13F filings for Q4 2023.