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Global X Lithium & Battery Tech ETF
LIT

Overview Fund Activity

30 hedge funds and large institutions have $6.6M invested in Global X Lithium & Battery Tech ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
3
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$1.29M
2
SG Americas Securities
2
SG Americas Securities
New York
$508K
3
KCM
3
Karp Capital Management
California
$479K
4
Wells Fargo
4
Wells Fargo
California
$636K
5
JWS
5
Juncture Wealth Strategies
Arizona
$308K

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$0
2
UCFA
2
United Capital Financial Advisors
Texas
$0
3
LPL Financial
3
LPL Financial
California
$232K
4
USGIU
4
U.S. Global Investors (USGI)
Texas
$0
5
NCM
5
Niemann Capital Management
Nevada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Jane Street
1
Jane Street
New York
$1.29M +$1.29M +52,114 New
Morgan Stanley
2
Morgan Stanley
New York
$1.12M +$184K +7,450 +20%
UBS Group
3
UBS Group
Switzerland
$1.07M +$187K +7,594 +21%
Wells Fargo
4
Wells Fargo
California
$636K +$452K +18,320 +246%
SG Americas Securities
5
SG Americas Securities
New York
$508K +$508K +20,590 New
KCM
6
Karp Capital Management
California
$479K +$479K +19,400 New
Bank of America
7
Bank of America
North Carolina
$385K +$16.2K +657 +4%
JWS
8
Juncture Wealth Strategies
Arizona
$308K +$308K +12,473 New
LPL Financial
9
LPL Financial
California
$232K -$1.53M -62,629 -87%
EDRH
10
Edmond de Rothschild Holding
Switzerland
$128K +$113K +4,600 +767%
EDRS
11
Edmond de Rothschild (Suisse)
Switzerland
$128K +$113K +4,600 +767%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$74K +$9.34K +379 +14%
AG
13
Advisor Group
Arizona
$74K +$9.45K +382 +15%
CLOS
14
Compagnie Lombard Odier SCmA
Switzerland
$57K – – –
Creative Planning
15
Creative Planning
Kansas
$30K +$12.5K +500 +71%
EWM
16
Endurance Wealth Management
Rhode Island
$24K +$24K +1,000 New
KLI
17
Kelman-Lazarov Inc
Tennessee
$12.2K – – –
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$9K +$7.2K +300 +400%
GWM
19
Geneos Wealth Management
Colorado
$7K +$2.33K +100 +50%
Citigroup
20
Citigroup
New York
$6K – – –
ST
21
Smithfield Trust
Pennsylvania
$6K – – –
Simplex Trading
22
Simplex Trading
Illinois
$4K -$29.6K -1,486 -88%
CP
23
Corbenic Partners
Pennsylvania
$4K – – –
NFG
24
Next Financial Group
Texas
$4K – – –
APSP
25
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K – – –
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