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Global X Lithium & Battery Tech ETF

98 hedge funds and large institutions have $64.1M invested in Global X Lithium & Battery Tech ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 12

8% more funds holding

Funds holding: 9198 (+7)

4% more capital invested

Capital invested by funds: $61.6M → $64.1M (+$2.51M)

0.56% less ownership

Funds ownership: 13.47%12.91% (-0.56%)

52% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 31

78% less call options, than puts

Call options by funds: $358K | Put options by funds: $1.6M

Holders
98
Holders Change
+7
Holders Change %
+7.69%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
15
Reduced
31
Closed
12
Calls
$358K
Puts
$1.6M
Net Calls
-$1.25M
Net Calls Change
-$1.26M
Name Holding Trade Value Shares
Change
Change in
Stake
MFM
1
MD Financial Management
Ontario, Canada
$15.2M -$171K -6,685 -1%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$14.6M +$588K +23,012 +4%
PP
3
Prudential plc
United Kingdom
$3.35M -$697K -27,300 -18%
RJA
4
Raymond James & Associates
Florida
$3M +$2.37M +92,849 +550%
LPL Financial
5
LPL Financial
California
$2.65M -$251K -9,811 -9%
Bank of America
6
Bank of America
North Carolina
$2.19M +$64.3K +2,516 +3%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.87M +$346K +13,540 +25%
Morgan Stanley
8
Morgan Stanley
New York
$1.79M -$347K -13,580 -17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.68M +$991K +38,788 +171%
Wells Fargo
10
Wells Fargo
California
$1.46M -$180K -7,040 -12%
Citadel Advisors
11
Citadel Advisors
Florida
$1.42M +$217K +8,490 +19%
UBS Group
12
UBS Group
Switzerland
$1.23M -$62.9K -2,463 -5%
AG
13
Advisor Group
Arizona
$1.21M +$25.3K +991 +2%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$1.15M +$245K +9,584 +29%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$954K -$61.7K -2,414 -6%
FCC
16
Florin Court Capital
United Kingdom
$939K +$877K +34,338 New
Goldman Sachs
17
Goldman Sachs
New York
$699K +$653K +25,564 New
PVH
18
Psagot Value Holdings
Israel
$656K -$3.79M -148,497 -86%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$627K -$139K -5,447 -19%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$562K -$126K -4,924 -19%
Qube Research & Technologies (QRT)
21
Qube Research & Technologies (QRT)
United Kingdom
$540K +$504K +19,745 New
Simplex Trading
22
Simplex Trading
Illinois
$522K +$487K +19,068 +70,622%
SB
23
Simmons Bank
Arkansas
$476K -$59K -2,310 -12%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$381K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$313K -$93.5K -3,661 -24%

LIT Hedge Fund Activity: Q4 2019 in Review

98 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2019, worth a combined $64.1M — up 4.1% from $61.6M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new LIT positions and 12 closed out — a net gain of 10 holders — while 15 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.37M. The largest seller was Jane Street, exiting entirely with an estimated $4.25M sold.

  • 98 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2019, up from 91 in Q3 2019.
  • Funds reported $64.1M of Global X Lithium & Battery Tech ETF stock for Q4 2019, up 4.1% quarter-over-quarter.
  • 22 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2019 and 12 closed out, a net change of +10 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $2.37M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2019 was Jane Street, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2019.