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Global X Lithium & Battery Tech ETF

195 hedge funds and large institutions have $449M invested in Global X Lithium & Battery Tech ETF in 2020 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 67 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

863% more first-time investments, than exits

New positions opened: 77 | Existing positions closed: 8

379% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 14

213% more capital invested

Capital invested by funds: $143M → $449M (+$305M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

54% more funds holding

Funds holding: 127195 (+68)

26% more call options, than puts

Call options by funds: $62M | Put options by funds: $49.1M

6.93% more ownership

Funds ownership: 18.78%25.71% (+6.9%)

Holders
195
Holders Change
+68
Holders Change %
+53.54%
% of All Funds
3.45%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
77
Increased
67
Reduced
14
Closed
8
Calls
$62M
Puts
$49.1M
Net Calls
+$12.9M
Net Calls Change
+$3.72M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$62.6M +$2.93M +59,044 +6%
PS
2
Portfolio Strategies
New York
$38.1M +$30.5M +615,929 New
Morgan Stanley
3
Morgan Stanley
New York
$29.9M +$11.2M +225,968 +88%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$28.1M +$12.7M +256,066 +130%
Jane Street
5
Jane Street
New York
$27.6M +$21.5M +434,056 +3,710%
LPL Financial
6
LPL Financial
California
$19.4M +$6.87M +138,482 +79%
MFM
7
MD Financial Management
Ontario, Canada
$16.9M -$5.01M -100,980 -27%
GKWIM
8
Gerber Kawasaki Wealth & Investment Management
California
$15.5M +$12.1M +244,471 +3,943%
Wells Fargo
9
Wells Fargo
California
$12.5M +$5.89M +118,728 +143%
Citadel Advisors
10
Citadel Advisors
Florida
$11.3M +$5.45M +109,943 +151%
UBS Group
11
UBS Group
Switzerland
$10.7M +$6.33M +127,645 +279%
PP
12
Prudential plc
United Kingdom
$9.26M -$1.83M -36,830 -20%
Bank of America
13
Bank of America
North Carolina
$8.95M +$2.93M +59,180 +69%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$8.73M +$3.49M +70,308 +99%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$7.72M +$5.93M +119,624 +2,300%
MWA
16
MFA Wealth Advisors
Pennsylvania
$7.2M +$28.9K +582 +0.5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.07M +$473K +9,538 +9%
Renaissance Technologies
18
Renaissance Technologies
New York
$5.87M +$1.59M +32,081 +51%
Osaic Holdings
19
Osaic Holdings
Arizona
$5.74M +$2.82M +56,799 +158%
HighTower Advisors
20
HighTower Advisors
Illinois
$5.15M +$3.71M +74,830 +894%
Nomura Asset Management
21
Nomura Asset Management
Japan
$5.08M +$4.07M +82,100 New
Qube Research & Technologies (QRT)
22
Qube Research & Technologies (QRT)
United Kingdom
$5.05M +$2.29M +46,170 +130%
ACM
23
Axel Capital Management
New York
$4.61M +$3.69M +74,520 New
Simplex Trading
24
Simplex Trading
Illinois
$4.59M +$3.58M +72,208 +3,632%
RJA
25
Raymond James & Associates
Florida
$4.26M +$654K +13,188 +24%

LIT Hedge Fund Activity: Q4 2020 in Review

195 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2020, worth a combined $449M — up 213% from $143M a quarter earlier.

Buyers outnumbered sellers: 77 funds opened new LIT positions and 8 closed out — a net gain of 69 holders — while 67 added to existing stakes and 14 trimmed.

The largest buyer was Portfolio Strategies, opening a new position worth an estimated $30.5M. The largest seller was MD Financial Management, cutting an estimated $5.01M.

  • 195 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2020, up from 127 in Q3 2020.
  • Funds reported $449M of Global X Lithium & Battery Tech ETF stock for Q4 2020, up 213% quarter-over-quarter.
  • 77 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2020 and 8 closed out, a net change of +69 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2020 was Portfolio Strategies, an estimated $30.5M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2020 was MD Financial Management, an estimated $5.01M sold.

Based on aggregated 13F filings for Q4 2020.