Global X Lithium & Battery Tech ETF
14 hedge funds and large institutions have $1.24M invested in Global X Lithium & Battery Tech ETF in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
8% more funds holding
Funds holding: 13 → 14 (+1)
0.38% less ownership
Funds ownership: 1.61% → 1.23% (-0.38%)
25% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 4
27% less capital invested
Capital invested by funds: $1.7M → $1.24M (-$466K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$64.2K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$20.7K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$12.7K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$2.41K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$176K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$174K |
| 3 |
LPL Financial
San Diego,
California
|
-$153K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$60.1K |
| 5 |
Citigroup
New York
|
-$17.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $565K | -$176K | -6,783 | -24% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $196K | +$20.7K | +800 | +12% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $113K | +$12.7K | +490 | +13% |
|
|
U
4
UBS
Zurich,
Switzerland
| $95K | +$2.41K | +93 | +3% |
|
|
5
Bank of America
Charlotte,
North Carolina
| $88K | -$174K | -6,709 | -66% |
|
|
6
Morgan Stanley
New York
| $65K | +$64.2K | +2,478 | New |
|
|
CLOS
7
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
| $57K | +$57K | +2,200 | New |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $26K | – | – | – |
|
|
9
Wells Fargo
San Francisco,
California
| $14K | -$60.1K | -2,317 | -82% |
|
|
10
Citigroup
New York
| $8K | -$17.2K | -663 | -67% |
|
|
1IC
11
1919 Investment Counsel
Baltimore,
Maryland
| $6K | – | – | – |
|
12
Bank of Montreal
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
|
WA
13
WealthTrust-Arizona
Scottsdale,
Arizona
| $2K | – | – | – |
|
|
14
LPL Financial
San Diego,
California
| – | -$153K | -5,715 | Closed |
|
LIT Hedge Fund Activity: Q4 2013 in Review
14 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2013, worth a combined $1.24M — down 27% from $1.7M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new LIT positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 4 trimmed.
The largest buyer was Morgan Stanley, opening a new position worth an estimated $64.2K. The largest seller was Jane Street, cutting an estimated $176K.
- 14 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2013, up from 13 in Q3 2013.
- Funds reported $1.24M of Global X Lithium & Battery Tech ETF stock for Q4 2013, down 27% quarter-over-quarter.
- 2 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2013 and 1 closed out, a net change of +1 holder.
- The largest Global X Lithium & Battery Tech ETF buyer in Q4 2013 was Morgan Stanley, an estimated $64.2K added.
- The largest Global X Lithium & Battery Tech ETF seller in Q4 2013 was Jane Street, an estimated $176K sold.
Based on aggregated 13F filings for Q4 2013.