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Global X Lithium & Battery Tech ETF

367 hedge funds and large institutions have $1.23B invested in Global X Lithium & Battery Tech ETF in 2021 Q3 according to their latest regulatory filings, with 84 funds opening new positions, 146 increasing their positions, 59 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 25

147% more repeat investments, than reductions

Existing positions increased: 146 | Existing positions reduced: 59

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

66% more capital invested

Capital invested by funds: $744M → $1.23B (+$489M)

23% more call options, than puts

Call options by funds: $88.8M | Put options by funds: $72.4M

18% more funds holding

Funds holding: 312367 (+55)

5.23% more ownership

Funds ownership: 20.71%25.94% (+5.2%)

Holders
367
Holders Change
+55
Holders Change %
+17.63%
% of All Funds
6.43%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
84
Increased
146
Reduced
59
Closed
25
Calls
$88.8M
Puts
$72.4M
Net Calls
+$16.4M
Net Calls Change
-$6.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
1
Mirae Asset Global Investments
South Korea
$199M +$148M +1,809,800 +295%
Jane Street
2
Jane Street
New York
$95.7M +$75.2M +916,783 +365%
Morgan Stanley
3
Morgan Stanley
New York
$90.5M +$3.82M +46,612 +4%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$71.9M +$2.81M +34,226 +4%
LPL Financial
5
LPL Financial
California
$64.6M +$15.3M +187,145 +31%
GKWIM
6
Gerber Kawasaki Wealth & Investment Management
California
$38.7M +$5.41M +65,955 +16%
UBS Group
7
UBS Group
Switzerland
$38.4M +$4.97M +60,668 +15%
Bank of America
8
Bank of America
North Carolina
$36.2M +$8.14M +99,348 +29%
PS
9
Portfolio Strategies
New York
$35.3M +$10.1M +123,480 +40%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$33.9M +$6.88M +83,893 +25%
Wells Fargo
11
Wells Fargo
California
$29.6M +$3.83M +46,703 +15%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$28.1M +$222K +2,709 +0.8%
Osaic Holdings
13
Osaic Holdings
Arizona
$20.8M +$4.13M +50,426 +25%
PP
14
Prudential plc
United Kingdom
$20M -$2.09M -25,490 -9%
MFM
15
MD Financial Management
Ontario, Canada
$18.1M -$3.2M -39,077 -15%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$12.4M -$7.43M -90,651 -38%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$12.2M +$3.17M +38,645 +35%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$11.9M +$5.03M +61,341 +73%
PAG
19
Private Advisor Group
New Jersey
$11.1M +$2.46M +29,989 +28%
TPWA
20
TRUE Private Wealth Advisors
Oregon
$10.7M +$10.8M +131,146 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$10.1M +$4.61M +56,268 +83%
SMFG
22
Sumitomo Mitsui Financial Group
Japan
$8.85M +$8.85M +108,000 New
RJA
23
Raymond James & Associates
Florida
$8.61M +$1.73M +21,101 +25%
MWA
24
MFA Wealth Advisors
Pennsylvania
$8.54M -$193K -2,350 -2%
HighTower Advisors
25
HighTower Advisors
Illinois
$7.96M -$175K -2,131 -2%

LIT Hedge Fund Activity: Q3 2021 in Review

367 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2021, worth a combined $1.23B — up 66% from $744M a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new LIT positions and 25 closed out — a net gain of 59 holders — while 146 added to existing stakes and 59 trimmed.

The largest buyer was Mirae Asset Global Investments, adding an estimated $148M. The largest seller was Commonwealth Equity Services, cutting an estimated $7.43M.

  • 367 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2021, up from 312 in Q2 2021.
  • Funds reported $1.23B of Global X Lithium & Battery Tech ETF stock for Q3 2021, up 66% quarter-over-quarter.
  • 84 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2021 and 25 closed out, a net change of +59 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2021 was Mirae Asset Global Investments, an estimated $148M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2021 was Commonwealth Equity Services, an estimated $7.43M sold.

Based on aggregated 13F filings for Q3 2021.