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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
351
Illinois Tool Works
ITW
$81.4B
$209K 0.04%
+1,338
New +$203K
FCFS icon
352
FirstCash
FCFS
$8.55B
$208K 0.04%
2,270
– –
ITB icon
353
iShares US Home Construction ETF
ITB
$2.41B
$208K 0.04%
+4,808
New +$193K
AMT icon
354
American Tower
AMT
$77.7B
$207K 0.04%
+935
New +$204K
BN icon
355
Brookfield
BN
$102B
$206K 0.04%
+10,886
New +$197K
CIM
356
Chimera Investment
CIM
$1.05B
$206K 0.04%
3,508
-167
-5% -$9.72K
TYL icon
357
Tyler Technologies
TYL
$12.2B
$205K 0.04%
+782
New +$192K
VRSK icon
358
Verisk Analytics
VRSK
$26.4B
$205K 0.04%
+1,295
New +$201K
CTVA icon
359
Corteva
CTVA
$59.7B
$204K 0.04%
7,293
-916
-11% -$26.5K
INFO
360
DELISTED
IHS Markit Ltd. Common Shares
INFO
$204K 0.04%
+3,051
New +$199K
BSE
361
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$202K 0.04%
14,700
– –
ALK icon
362
Alaska Air
ALK
$5.15B
$201K 0.04%
+3,091
New +$195K
DGS icon
363
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$201K 0.04%
4,545
+50
+1% +$2.29K
GGB icon
364
Gerdau
GGB
$9.44B
$196K 0.04%
78,453
– –
INFY icon
365
Infosys
INFY
$45B
$196K 0.04%
+17,200
New +$194K
BGT icon
366
BlackRock Floating Rate Income Trust
BGT
$322M
$187K 0.04%
15,259
+134
+0.9% +$1.65K
VGM icon
367
Invesco Trust Investment Grade Municipals
VGM
$549M
$181K 0.03%
14,070
– –
NAC icon
368
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$180K 0.03%
12,012
– –
FAM
369
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$159K 0.03%
15,101
– –
TEVA icon
370
Teva Pharmaceuticals
TEVA
$35.9B
$158K 0.03%
22,914
-1,700
-7% -$13K
EVG
371
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$157K 0.03%
12,036
+136
+1% +$1.8K
HCR
372
DELISTED
Hi-Crush Inc. Common Stock
HCR
$156K 0.03%
89,693
-16,450
-15% -$31.6K
MFL
373
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$144K 0.03%
10,644
– –
RIG icon
374
Transocean
RIG
$5.92B
$141K 0.03%
31,436
-3,143
-9% -$16.7K
XES icon
375
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$138K 0.03%
1,912
-143
-7% -$11.7K
13 14
15
16 17

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.