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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
351
iShares China Large-Cap ETF
FXI
$4.6B
– –
-4,601
Closed -$217K
TDAY
352
USA Today Co
TDAY
$1.25B
– –
-41,054
Closed -$704K
HEQ
353
John Hancock Hedged Equity & Income Fund
HEQ
$138M
– –
-15,286
Closed -$251K
IEFA icon
354
iShares Core MSCI EAFE ETF
IEFA
$186B
– –
-6,569
Closed -$433K
IJK icon
355
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-10,192
Closed -$556K
ITW icon
356
Illinois Tool Works
ITW
$79.4B
– –
-1,581
Closed -$248K
JGH icon
357
Nuveen Global High Income Fund
JGH
$348M
– –
-16,068
Closed -$259K
LOPE icon
358
Grand Canyon Education
LOPE
$3.72B
– –
-1,985
Closed -$208K
MNKD icon
359
MannKind Corp
MNKD
$1.25B
– –
-10,528
Closed -$24K
NEE icon
360
NextEra Energy
NEE
$185B
– –
-4,964
Closed -$203K
PARAA
361
DELISTED
Paramount Global Class A
PARAA
– –
-4,840
Closed -$249K
PFF icon
362
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-22,065
Closed -$829K
PICK icon
363
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.12B
– –
-6,139
Closed -$206K
SCHX icon
364
Schwab US Large- Cap ETF
SCHX
$71.7B
– –
-21,498
Closed -$226K
SYK icon
365
Stryker
SYK
$123B
– –
-1,454
Closed -$234K
THQ
366
abrdn Healthcare Opportunities Fund
THQ
$777M
– –
-11,890
Closed -$196K
USB icon
367
US Bancorp
USB
$98.4B
– –
-156,290
Closed -$7.89M
VGI
368
Virtus Global Multi-Sector Income Fund
VGI
$82.7M
– –
-10,618
Closed -$163K
HYLD
369
DELISTED
High Yield ETF
HYLD
– –
-42,640
Closed -$1.56M
ZNGA
370
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-26,000
Closed -$95K
CRHM
371
DELISTED
CRH Medical Corporation
CRHM
– –
-367,800
Closed -$938K
AFSI
372
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-15,549
Closed -$191K
TWX
373
DELISTED
Time Warner Inc
TWX
– –
-2,934
Closed -$277K
MSCC
374
DELISTED
Microsemi Corp
MSCC
– –
-5,001
Closed -$324K
MZF
375
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
– –
-95,983
Closed -$1.3M
11 12 13 14
15

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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DF
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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.