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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
326
Stryker
SYK
$129B
$419K 0.04%
2,068
+1
+0% +$210
VGIT icon
327
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$419K 0.04%
7,182
-78
-1% -$4.73K
LTHM
328
DELISTED
Livent Corporation
LTHM
$418K 0.04%
13,649
-2,785
-17% -$78.1K
AZN icon
329
AstraZeneca
AZN
$264B
$411K 0.04%
3,743
+149
+4% +$18.9K
ESGE icon
330
iShares ESG Aware MSCI EM ETF
ESGE
$6.52B
$411K 0.04%
14,836
-3,677
-20% -$115K
BRK.A icon
331
Berkshire Hathaway Class A
BRK.A
$1.07T
$406K 0.04%
1
– –
NXTG icon
332
First Trust Indxx NextG ETF
NXTG
$536M
$404K 0.04%
7,264
-51
-0.7% -$3.27K
KEY icon
333
KeyCorp
KEY
$24.1B
$403K 0.04%
25,132
-3,523
-12% -$63.1K
SPHQ icon
334
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$400K 0.04%
10,070
– –
NSC icon
335
Norfolk Southern
NSC
$76.6B
$399K 0.04%
1,904
-6
-0.3% -$1.44K
ARB icon
336
AltShares Merger Arbitrage ETF
ARB
$102M
$398K 0.04%
14,935
-822
-5% -$22K
BBUS icon
337
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.75B
$398K 0.04%
6,190
– –
SSO icon
338
ProShares Ultra S&P500
SSO
$7.72B
$397K 0.04%
20,000
-3,900
-16% -$96.5K
IGEB icon
339
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$396K 0.04%
+9,369
New +$419K
ANSS
340
DELISTED
Ansys
ANSS
$393K 0.04%
1,774
+99
+6% +$25.3K
DFIC icon
341
Dimensional International Core Equity 2 ETF
DFIC
$14.6B
$391K 0.04%
+20,427
New +$438K
AON icon
342
Aon
AON
$78.4B
$388K 0.04%
1,450
-62
-4% -$17.5K
IWB icon
343
iShares Russell 1000 ETF
IWB
$47.8B
$388K 0.04%
1,965
+141
+8% +$30.9K
MDT icon
344
Medtronic
MDT
$108B
$388K 0.04%
4,809
-1,746
-27% -$157K
TFC icon
345
Truist Financial
TFC
$63.6B
$387K 0.04%
8,881
-323
-4% -$15.5K
FAD icon
346
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$562M
$384K 0.04%
4,287
+1
+0% +$98
MA icon
347
Mastercard
MA
$487B
$378K 0.04%
1,330
-421
-24% -$140K
LHX icon
348
L3Harris
LHX
$56.6B
$366K 0.03%
1,763
+204
+13% +$47K
BIL icon
349
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$362K 0.03%
3,955
-8,830
-69% -$808K
DFEM icon
350
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.83B
$361K 0.03%
+17,642
New +$405K
12 13
14
15 16

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.