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NWAM LLC’s AltShares Merger Arbitrage ETF ARB Stock Holding History

NWAM LLC’s Portfolio ARB Stock Details ARB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-7,647
Closed -$201K – 555
2023
Q3 		$201K Sell
7,647
-2,915
-28% -$75.3K 0.02% 480
2023
Q2 		$269K Sell
10,562
-1,738
-14% -$43.9K 0.02% 441
2023
Q1 		$312K Sell
12,300
-2,970
-19% -$75.7K 0.03% 353
2022
Q4 		$393K Buy
15,270
+335
+2% +$8.92K 0.03% 358
2022
Q3 		$398K Sell
14,935
-822
-5% -$22K 0.04% 336
2022
Q2 		$411K Buy
15,757
+5,088
+48% +$133K 0.04% 346
2022
Q1 		$283K Buy
+10,669
New +$280K 0.02% 436

Other funds holding ARB

CFIA
Cantor Fitzgerald Investment Advisors New York $1.48B AUM 24.05% 1-Year Est. Return
NYLIM
New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
KI
Kapitalo Investimentos Sao Paulo, Brazil $531M AUM 25.72% 1-Year Est. Return
BCI
Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return
OPS
Orion Portfolio Solutions Omaha, Nebraska $10.2B AUM 6.73% 1-Year Est. Return
LFA
Legend Financial Advisors Pittsburgh, Pennsylvania $176M AUM 57.06% 1-Year Est. Return
AF
Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

NWAM LLC's ARB Position: Q4 2023 in Review

NWAM LLC sold out of AltShares Merger Arbitrage ETF (ARB) in Q4 2023, closing a stake of 7,647 shares — an estimated $201K sold.

NWAM LLC first reported a position in ARB in Q1 2022 and held it in 7 quarters. The position peaked at $411K in Q2 2022. 28 funds tracked by Wall St. Rank hold ARB as of Q4 2023.

  • NWAM LLC reported no remaining AltShares Merger Arbitrage ETF position as of Q4 2023 after selling out during the quarter.
  • NWAM LLC sold 7,647 AltShares Merger Arbitrage ETF shares in Q4 2023, an estimated $201K.
  • NWAM LLC first reported a position in AltShares Merger Arbitrage ETF in Q1 2022 and held it in 7 quarters.
  • NWAM LLC's AltShares Merger Arbitrage ETF position peaked at $411K in Q2 2022.
  • 28 funds tracked by Wall St. Rank held AltShares Merger Arbitrage ETF as of Q4 2023.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.