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AltShares Merger Arbitrage ETF

25 hedge funds and large institutions have $74M invested in AltShares Merger Arbitrage ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

10% more capital invested

Capital invested by funds: $67.6M → $74M (+$6.46M)

9% more funds holding

Funds holding: 2325 (+2)

4.49% less ownership

Funds ownership: 104.86%100.38% (-4.5%)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Cantor Fitzgerald
New York
$20.1M -$487K -18,844 -2%
NYLIM
2
New York Life Investment Management
New York
$8.99M +$4.54M +175,631 +105%
AF
3
Allworth Financial
California
$8.29M -$467K -18,060 -5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.72M -$173K -6,691 -3%
KI
5
Kapitalo Investimentos
Brazil
$5.91M +$646K +25,000 +13%
BCI
6
Brinker Capital Investments
Pennsylvania
$4.81M -$144K -5,575 -3%
OPS
7
Orion Portfolio Solutions
Nebraska
$4.81M -$144K -5,575 -3%
LFA
8
Legend Financial Advisors
Pennsylvania
$3.83M -$37.5K -1,450 -1%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.21M +$103K +4,004 +5%
PFMU
10
Privium Fund Management (UK)
United Kingdom
$1.65M
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.41M +$16.4K +635 +1%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.06M -$109K -4,238 -10%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$879K -$90.4K -3,497 -9%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$874K -$30.6K -1,183 -3%
PA
15
PFG Advisors
Arizona
$522K +$96K +3,716 +23%
CM
16
Columbus Macro
Pennsylvania
$376K -$2.04K -79 -0.5%
GS
17
GTS Securities
New York
$319K +$314K +12,146 New
CFGS
18
Concourse Financial Group Securities
Alabama
$284K +$1.29K +50 +0.5%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$225K -$7.13K -276 -3%
NL
20
NWAM LLC
Washington
$201K -$75.3K -2,915 -28%
Morgan Stanley
21
Morgan Stanley
New York
$199K +$145K +5,613 +283%
Bank of America
22
Bank of America
North Carolina
$199K +$143K +5,519 +266%
AP
23
Advisors Preferred
Maryland
$111K +$110K +4,253 New
UBS Group
24
UBS Group
Switzerland
$2.52K +$2.48K +96 New
Comerica Bank
25
Comerica Bank
Texas
$688 +$672 +26 New

ARB Hedge Fund Activity: Q3 2023 in Review

25 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AltShares Merger Arbitrage ETF (ARB) for Q3 2023, worth a combined $74M — up 9.6% from $67.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ARB positions and 2 closed out — a net gain of 2 holders — while 8 added to existing stakes and 12 trimmed.

The largest buyer was New York Life Investment Management, adding an estimated $4.54M. The largest seller was Cantor Fitzgerald, cutting an estimated $487K.

  • 25 institutional investors held AltShares Merger Arbitrage ETF (ARB) as of Q3 2023, up from 23 in Q2 2023.
  • Funds reported $74M of AltShares Merger Arbitrage ETF stock for Q3 2023, up 9.6% quarter-over-quarter.
  • 4 funds opened new AltShares Merger Arbitrage ETF positions in Q3 2023 and 2 closed out, a net change of +2 holders.
  • The largest AltShares Merger Arbitrage ETF buyer in Q3 2023 was New York Life Investment Management, an estimated $4.54M added.
  • The largest AltShares Merger Arbitrage ETF seller in Q3 2023 was Cantor Fitzgerald, an estimated $487K sold.

Based on aggregated 13F filings for Q3 2023.