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AltShares Merger Arbitrage ETF
ARB

Overview Fund Activity

25 hedge funds and large institutions have $74M invested in AltShares Merger Arbitrage ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NYLIM
New York Life Investment Management
New York
$8.99M
2
KI
Kapitalo Investimentos
Brazil
$5.91M
3
GS
GTS Securities
New York
$319K
4
Morgan Stanley
Morgan Stanley
New York
$199K
5
Bank of America
Bank of America
North Carolina
$199K

Top Sellers

1
CF
Cantor Fitzgerald
New York
$20.1M
2
AF
Allworth Financial
California
$8.29M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
$6.72M
4
BCI
Brinker Capital Investments
Pennsylvania
$4.81M
5
OPS
Orion Portfolio Solutions
Nebraska
$4.81M
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
1
Cantor Fitzgerald
New York
$20.1M -$495K -18,844 -2%
NYLIM
2
New York Life Investment Management
New York
$8.99M +$4.61M +175,631 +105%
AF
3
Allworth Financial
California
$8.29M -$474K -18,060 -5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.72M -$176K -6,691 -3%
KI
5
Kapitalo Investimentos
Brazil
$5.91M +$656K +25,000 +13%
BCI
6
Brinker Capital Investments
Pennsylvania
$4.81M -$146K -5,575 -3%
OPS
7
Orion Portfolio Solutions
Nebraska
$4.81M -$146K -5,575 -3%
LFA
8
Legend Financial Advisors
Pennsylvania
$3.83M -$38.1K -1,450 -1%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.22M +$104K +4,004 +5%
PFMU
10
Privium Fund Management (UK)
United Kingdom
$1.65M – – –
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.41M +$16.7K +635 +1%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.06M -$111K -4,238 -10%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$879K -$91.8K -3,497 -9%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$874K -$31.1K -1,183 -3%
PA
15
PFG Advisors
Arizona
$522K +$97.5K +3,716 +23%
CM
16
Columbus Macro
Pennsylvania
$376K -$2.07K -79 -0.5%
GS
17
GTS Securities
New York
$319K +$319K +12,146 New
CFGS
18
Concourse Financial Group Securities
Alabama
$284K +$1.31K +50 +0.5%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$225K -$7.26K -276 -3%
NL
20
NWAM LLC
Washington
$201K -$76.5K -2,915 -28%
Morgan Stanley
21
Morgan Stanley
New York
$199K +$147K +5,613 +283%
Bank of America
22
Bank of America
North Carolina
$199K +$145K +5,519 +266%
AP
23
Advisors Preferred
Maryland
$111K +$111K +4,253 New
UBS Group
24
UBS Group
Switzerland
$2.52K +$2.52K +96 New
Comerica Bank
25
Comerica Bank
Texas
$688 +$688 +26 New
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