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AltShares Merger Arbitrage ETF

23 hedge funds and large institutions have $67.6M invested in AltShares Merger Arbitrage ETF in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less capital invested

Capital invested by funds: $71.7M → $67.6M (-$4.11M)

12.1% less ownership

Funds ownership: 116.96%104.86% (-12%)

15% less funds holding

Funds holding: 2723 (-4)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
3
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Cantor Fitzgerald
New York
$20M -$486K -19,229 -2%
AF
2
Allworth Financial
California
$8.5M -$177K -7,011 -2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.69M -$91K -3,604 -1%
KI
4
Kapitalo Investimentos
Brazil
$5.09M +$5.05M +200,000 New
BCI
5
Brinker Capital Investments
Pennsylvania
$4.81M +$24K +949 +0.5%
OPS
6
Orion Portfolio Solutions
Nebraska
$4.81M +$24K +949 +0.5%
NYLIM
7
New York Life Investment Management
New York
$4.25M +$4.22M +166,930 New
LFA
8
Legend Financial Advisors
Pennsylvania
$3.75M -$24.8K -982 -0.7%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.05M -$22.4K -886 -1%
PFMU
10
Privium Fund Management (UK)
United Kingdom
$1.6M
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.35M +$1.34M +53,000 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.13M -$24.4K -966 -2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$942K -$15.6K -619 -2%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$878K -$64.6K -2,560 -7%
PA
15
PFG Advisors
Arizona
$412K +$2.07K +82 +0.5%
CM
16
Columbus Macro
Pennsylvania
$369K -$73.4K -2,908 -17%
CFGS
17
Concourse Financial Group Securities
Alabama
$274K -$17.3K -684 -6%
NL
18
NWAM LLC
Washington
$269K -$43.9K -1,738 -14%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$225K -$13.2K -523 -6%
Bank of America
20
Bank of America
North Carolina
$52.9K +$52.4K +2,075 New
Morgan Stanley
21
Morgan Stanley
New York
$50.6K +$50.1K +1,985 New
AWM
22
Avior Wealth Management
Nebraska
$19.7K
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$1.38K +$1.36K +54 New
Jane Street
24
Jane Street
New York
-$8.78M -346,017 Closed
WEG
25
World Equity Group
Illinois
-$2.54M -104,546 Closed

ARB Hedge Fund Activity: Q2 2023 in Review

23 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in AltShares Merger Arbitrage ETF (ARB) for Q2 2023, worth a combined $67.6M — down 5.7% from $71.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ARB and 6 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 3 added.

The largest buyer was Kapitalo Investimentos, opening a new position worth an estimated $5.05M. The largest seller was Jane Street, exiting entirely with an estimated $8.78M sold.

  • 23 institutional investors held AltShares Merger Arbitrage ETF (ARB) as of Q2 2023, down from 27 in Q1 2023.
  • Funds reported $67.6M of AltShares Merger Arbitrage ETF stock for Q2 2023, down 5.7% quarter-over-quarter.
  • 6 funds opened new AltShares Merger Arbitrage ETF positions in Q2 2023 and 9 closed out, a net change of -3 holders.
  • The largest AltShares Merger Arbitrage ETF buyer in Q2 2023 was Kapitalo Investimentos, an estimated $5.05M added.
  • The largest AltShares Merger Arbitrage ETF seller in Q2 2023 was Jane Street, an estimated $8.78M sold.

Based on aggregated 13F filings for Q2 2023.