We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
326
Alerian MLP ETF
AMLP
$12.7B
– –
-45,267
Closed -$2.54M
BIP icon
327
Brookfield Infrastructure Partners
BIP
$18.1B
– –
-12,432
Closed -$319K
EAD
328
Allspring Income Opportunities Fund
EAD
$376M
– –
-10,005
Closed -$88K
ERIC icon
329
Ericsson
ERIC
$32.4B
– –
-10,490
Closed -$60K
GM icon
330
General Motors
GM
$68.6B
– –
-5,420
Closed -$219K
GNW icon
331
Genworth Financial
GNW
$3.86B
– –
-13,250
Closed -$51K
GSK icon
332
GSK
GSK
$104B
– –
-4,558
Closed -$231K
HSY icon
333
Hershey
HSY
$34.8B
– –
-2,766
Closed -$302K
IGR
334
CBRE Global Real Estate Income Fund
IGR
$721M
– –
-37,362
Closed -$295K
PARA
335
DELISTED
Paramount Global Class B
PARA
– –
-5,227
Closed -$303K
PHD
336
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-19,401
Closed -$232K
PHYS icon
337
Sprott Physical Gold
PHYS
$14.4B
– –
-14,150
Closed -$148K
PSEC icon
338
Prospect Capital
PSEC
$1.13B
– –
-18,125
Closed -$122K
PSX icon
339
Phillips 66
PSX
$82.9B
– –
-2,622
Closed -$240K
RAD
340
DELISTED
Rite Aid Corporation
RAD
– –
-661
Closed -$26K
NSL
341
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-32,639
Closed -$218K
CNXM
342
DELISTED
CNX Midstream Partners LP
CNXM
– –
-63,846
Closed -$1.01M
JSD
343
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-20,758
Closed -$361K
10 11 12 13
14

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.