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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
301
Fastly Inc
FSLY
$3.26B
$410K 0.05%
+4,696
New +$414K
SCHX icon
302
Schwab US Large- Cap ETF
SCHX
$71.3B
$407K 0.05%
+26,826
New +$384K
ARKF icon
303
ARK Blockchain & Fintech Innovation ETF
ARKF
$744M
$402K 0.05%
+8,088
New +$365K
HPI
304
John Hancock Preferred Income Fund
HPI
$431M
$402K 0.05%
20,448
– –
AMAT icon
305
Applied Materials
AMAT
$378B
$401K 0.05%
+4,646
New +$343K
BIP icon
306
Brookfield Infrastructure Partners
BIP
$19.3B
$399K 0.05%
+12,113
New +$394K
IGBH icon
307
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$398K 0.05%
+15,937
New +$385K
SCZ icon
308
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$397K 0.05%
+5,814
New +$367K
CIEN icon
309
Ciena
CIEN
$49.6B
$394K 0.05%
+7,461
New +$332K
NOC icon
310
Northrop Grumman
NOC
$78B
$387K 0.04%
+1,269
New +$388K
ATVI
311
DELISTED
Activision Blizzard
ATVI
$387K 0.04%
+4,168
New +$339K
SCHP icon
312
Schwab US TIPS ETF
SCHP
$16.4B
$385K 0.04%
+12,392
New +$381K
SNAP icon
313
Snap
SNAP
$8.02B
$382K 0.04%
+7,632
New +$317K
OMER icon
314
Omeros
OMER
$816M
$377K 0.04%
26,395
+600
+2% +$7.33K
ADSK icon
315
Autodesk
ADSK
$50.1B
$368K 0.04%
+1,205
New +$318K
ENBL
316
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$368K 0.04%
69,900
+100
+0.1% +$507
ZS icon
317
Zscaler
ZS
$24.5B
$364K 0.04%
+1,822
New +$290K
NTR icon
318
Nutrien
NTR
$33.3B
$359K 0.04%
+7,460
New +$330K
FDIS icon
319
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$354K 0.04%
+4,951
New +$329K
AON icon
320
Aon
AON
$81.4B
$353K 0.04%
+1,673
New +$342K
JMST icon
321
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$352K 0.04%
+6,889
New +$351K
SNLN
322
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$349K 0.04%
21,800
-2,675
-11% -$42.4K
BRK.A icon
323
Berkshire Hathaway Class A
BRK.A
$1.1T
$348K 0.04%
+1
New +$331K
SCHA icon
324
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$348K 0.04%
+15,624
New +$311K
F icon
325
Ford
F
$59.6B
$346K 0.04%
39,336
+3,630
+10% +$30.4K
11 12
13
14 15

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.