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NWAM LLC Portfolio holdings
AUM
$1.74B
1-Year Est. Return
32.48%
This Fund
S&P 500
This Quarter
Est. Return
+3.04%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$301M
AUM Growth
-$1.02B
(-77%)
Cap. Flow
-$953M
Cap. Flow
% of AUM
-315.99%
Top 10 Holdings %
Top 10 Hldgs %
24.89%
Holding
316
New
36
Increased
102
Reduced
121
Closed
29
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FLC
Flaherty & Crumrine Total Return Fund
FLC
|
+$6.05M |
| 2 |
DRA
Diversified Real Asset Income Fd
DRA
|
+$1.74M |
| 3 |
Amazon
AMZN
|
+$1.17M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$1.06M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$1.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$8.18M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$1.37M |
| 3 |
Invesco Preferred ETF
PGX
|
+$1.19M |
| 4 |
Procter & Gamble
PG
|
+$1.06M |
| 5 |
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
|
+$1.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.5% |
| 2 | Technology | 6.3% |
| 3 | Industrials | 4.75% |
| 4 | Communication Services | 4.63% |
| 5 | Energy | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
PUT
Ovintiv
OVV
$16.2B
| – | – |
-4,000
| Closed | -$100M |
|
302
Paychex
PAYX
$40.7B
| – | – |
-3,532
| Closed | -$204K |
|
|
303
Invesco Preferred ETF
PGX
$3.91B
| – | – |
-78,932
| Closed | -$1.19M |
|
304
iShares Mortgage Real Estate ETF
REM
$559M
| – | – |
-4,273
| Closed | -$180K |
|
305
Rio Tinto
RIO
$147B
| – | – |
-7,600
| Closed | -$254K |
|
306
CALL
ProShares UltraShort Health Care
RXD
$3.3M
| – | – |
-1,250
| Closed | -$80M |
|
307
Royal Bank of Canada
RY
$299B
| – | – |
-6,128
| Closed | -$380K |
|
308
SFL Corp
SFL
$1.48B
| – | – |
-20,222
| Closed | -$298K |
|
309
Stryker
SYK
$123B
| – | – |
-1,919
| Closed | -$223K |
|
310
Twilio
TWLO
$31.4B
| – | – |
-3,150
| Closed | -$203K |
|
|
NSL
311
DELISTED
NUVEEN SENIOR INCM FD
NSL
| – | – |
-13,340
| Closed | -$87K |
|
|
ENBL
312
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| – | – |
-66,782
| Closed | -$1.02M |
|
|
HTM
313
DELISTED
U.S. Geothermal Inc.
HTM
| – | – |
-1,667
| Closed | -$7K |
|
|
ABCO
314
DELISTED
Advisory Board Co
ABCO
| – | – |
-4,676
| Closed | -$209K |
|
|
LLTC
315
DELISTED
Linear Technology Corp
LLTC
| – | – |
-4,085
| Closed | -$242K |
|
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PAIM
RIA
SFI
MAM
GAM
DF
NWAM LLC's Q4 2016 Portfolio in Review
As of Q4 2016, NWAM LLC held 316 positions worth $301M, down 77% from $1.32B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
NWAM LLC withdrew a net $953M in Q4 2016, closing 29 positions and reducing 121 holdings. Its most notable exit was Apple, an estimated $8.18M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.
Against the trend, NWAM LLC opened a new position in Flaherty & Crumrine Total Return Fund worth $5.95M.
- NWAM LLC's largest Q4 2016 buy was Flaherty & Crumrine Total Return Fund: 299,205 shares worth $5.95M.
- NWAM LLC added most to Amazon in Q4 2016, an estimated $1.17M increase.
- NWAM LLC's biggest Q4 2016 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $1.37M.
- NWAM LLC fully exited Apple in Q4 2016, selling an estimated $8.18M.
- NWAM LLC's ten largest holdings make up 25% of its $301M portfolio in Q4 2016.
- NWAM LLC opened 36 new positions and closed 29 in Q4 2016.
- NWAM LLC's portfolio value fell 77% quarter-over-quarter to $301M.
Based on NWAM LLC's 13F filing for Q4 2016, filed 2 Feb 2017.