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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
276
BlackRock Core Bond Trust
BHK
$642M
$235K 0.06%
19,294
– –
NEE icon
277
NextEra Energy
NEE
$187B
$235K 0.06%
+5,412
New +$237K
VGIT icon
278
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$235K 0.06%
+3,706
New +$231K
ISCV icon
279
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$234K 0.06%
5,709
-6,048
-51% -$280K
ATVI
280
DELISTED
Activision Blizzard
ATVI
$234K 0.06%
+5,020
New +$301K
PM icon
281
Philip Morris
PM
$301B
$232K 0.06%
3,482
+97
+3% +$8.1K
BX icon
282
Blackstone
BX
$104B
$227K 0.06%
7,608
+687
+10% +$22.7K
M icon
283
Macy's
M
$6.15B
$222K 0.06%
7,451
-2,019
-21% -$66.5K
MMT
284
Aberdeen Multi-Market Income Fund
MMT
$237M
$219K 0.06%
42,701
-14,568
-25% -$77.3K
FISV
285
Fiserv Inc
FISV
$27.2B
$218K 0.06%
2,961
-126
-4% -$9.74K
EXPD icon
286
Expeditors International
EXPD
$22.9B
$216K 0.06%
3,177
-25
-0.8% -$1.76K
MQY icon
287
BlackRock MuniYield Quality Fund
MQY
$807M
$216K 0.06%
16,650
– –
IQ icon
288
iQIYI
IQ
$1.18B
$213K 0.05%
14,350
+515
+4% +$10.7K
SLB icon
289
SLB Ltd
SLB
$77.8B
$213K 0.05%
5,912
-970
-14% -$47.9K
INBK icon
290
First Internet Bancorp
INBK
$231M
$210K 0.05%
10,274
+2,551
+33% +$64K
ALK icon
291
Alaska Air
ALK
$5.15B
$209K 0.05%
3,435
-920
-21% -$59.5K
DUK icon
292
Duke Energy
DUK
$102B
$206K 0.05%
+2,385
New +$203K
LOW icon
293
Lowe's Companies
LOW
$116B
$206K 0.05%
2,228
+31
+1% +$2.99K
SPE
294
Special Opportunities Fund
SPE
$140M
$206K 0.05%
18,182
– –
CIM
295
Chimera Investment
CIM
$1.05B
$196K 0.05%
3,675
– –
KMI icon
296
Kinder Morgan
KMI
$73.1B
$196K 0.05%
12,716
+76
+0.6% +$1.29K
HOME
297
DELISTED
At Home Group Inc.
HOME
$196K 0.05%
10,520
+90
+0.9% +$2.29K
RIG icon
298
Transocean
RIG
$5.92B
$192K 0.05%
27,612
-770
-3% -$7.85K
JHS
299
John Hancock Income Securities Trust
JHS
$126M
$190K 0.05%
14,925
– –
TAHO
300
DELISTED
Tahoe Resources Inc
TAHO
$189K 0.05%
51,738
-1,163
-2% -$3.58K
10 11
12
13 14

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.