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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
276
Analog Devices
ADI
$181B
$266K 0.06%
2,876
-40
-1% -$3.84K
LUMN icon
277
Lumen
LUMN
$6.53B
$266K 0.06%
12,527
-275
-2% -$5.75K
VXUS icon
278
Vanguard Total International Stock ETF
VXUS
$153B
$265K 0.06%
4,905
-1
-0% -$54
BX icon
279
Blackstone
BX
$104B
$264K 0.06%
6,921
+210
+3% +$7.59K
CELG
280
DELISTED
Celgene Corp
CELG
$263K 0.06%
2,934
-1,420
-33% -$125K
SCHG icon
281
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$262K 0.06%
25,552
-1,056
-4% -$10.5K
TSI
282
TCW Strategic Income Fund
TSI
$212M
$262K 0.06%
46,765
– –
SPE
283
Special Opportunities Fund
SPE
$140M
$261K 0.06%
18,182
– –
UYG icon
284
ProShares Ultra Financials
UYG
$811M
$258K 0.06%
5,956
-274
-4% -$12K
PAYC icon
285
Paycom
PAYC
$6.78B
$255K 0.06%
+1,643
New +$221K
FISV
286
Fiserv Inc
FISV
$27.2B
$254K 0.06%
3,087
– –
SNLN
287
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$253K 0.06%
13,875
– –
LOW icon
288
Lowe's Companies
LOW
$116B
$252K 0.06%
+2,197
New +$229K
BHK icon
289
BlackRock Core Bond Trust
BHK
$642M
$247K 0.06%
19,294
– –
EVG
290
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$242K 0.05%
18,737
-6,987
-27% -$90.4K
GD icon
291
General Dynamics
GD
$105B
$239K 0.05%
1,167
+85
+8% +$16.6K
EXPD icon
292
Expeditors International
EXPD
$22.9B
$235K 0.05%
3,202
– –
INBK icon
293
First Internet Bancorp
INBK
$231M
$235K 0.05%
7,723
-200
-3% -$6.36K
VTRS icon
294
Viatris
VTRS
$20.1B
$235K 0.05%
6,414
-25
-0.4% -$938
XPH icon
295
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$235K 0.05%
+4,841
New +$229K
ADSK icon
296
Autodesk
ADSK
$44.3B
$233K 0.05%
+1,495
New +$211K
NIO icon
297
NIO
NIO
$11.3B
$230K 0.05%
+32,985
New +$272K
SHOP icon
298
Shopify
SHOP
$148B
$230K 0.05%
14,000
– –
MQY icon
299
BlackRock MuniYield Quality Fund
MQY
$807M
$225K 0.05%
16,650
– –
KMI icon
300
Kinder Morgan
KMI
$73.1B
$224K 0.05%
12,640
+14
+0.1% +$250
10 11
12
13 14

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LBC
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CAM
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BGM
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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.